CNM LLP

Senior Associate - Internal Audit

Reposted 2 Days Ago

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Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur

Hybrid

Senior level

Financial Services

The Role

This role involves conducting internal audits, advising on governance and risk programs, testing controls, and communicating findings to stakeholders in the financial services sector.

Summary Generated by Built In

• Partner with high energy, high performing project teams to work on internal audit engagements within the financial services industry, including regulated financial institutions, fintech companies, mortgage companies, broker dealers and investment companies

• Consult and advise key stakeholders on various aspects of their governance, risk and controls programs

• Create process narratives, identifying key controls, and conclude on the design of identified controls

• Perform operating effectiveness testing by selecting samples and testing attributes

• Present results to key constituents and stakeholders, including process owners, internal audit directors, and members of executive management

• Demonstrate clear and concise writing and verbal skills to communicate complex issues in simple terms to clients and team members

• Produce quality deliverables evidenced through minimal review time and review notes

• Active improving technical and project management skills through on-the-job feedback, performance evaluations, mentoring, and firm-sponsored formal training programs including monthly CPE and Subject Matter Expert (SME) training

• Respond to client needs, acting as a primary contact with clients

• Balance competing priorities with minimal client disruptions, while maintaining project progress

• Bachelors degree from an accredited university in Accounting, Economics, Business Management, Finance or related

• Minimum 3 years of experience in financial services at public accounting firm, professional services firm, or financial institution with emphasis on risk and compliance and Internal Audit

• Experience with subject matter related to financial service/banking products, services, lines of business, regulations, and environments, with emphasis on any engagements performed for regional, super regional or large global banks

• Foundational knowledge of banking terminology, regulators, risks and controls, with experience applying them in comprehensive, risk-based internal audits.

• Exceptional people, project and client management skills gained by working in multiple, professional environments

• Ability to communicate effectively, clearly and concisely – also able to assess situations and ensure responses are well suited to various business situations

• Experience translating complicated issues into simple and easy to understand terms to guide clients and provide information

• Ability to adapt to unexpected changes in timelines, deadlines and scope of work

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The Company

HQ: Los Angeles, CA

206 Employees

Year Founded: 2003

What We Do

CNM LLP is a Technical Advisory Firm that provides high-value advisory services to assist companies with technical accounting, IT, Cyber, Privacy and internal control services. From entrepreneurial startups to Fortune 500 companies, CNM’s personal and engaged approach solves complex accounting and process problems.

OUR VISION:
To be the most trusted technical advisory firm in the markets we serve.

MISSION STATEMENT:
Our mission is to provide high-value advisory services and solutions, combining professional capabilities with hands-on support.

CORE VALUES:
+ Passionate and empowered teams
+ Open, honest, and continuous communication
+ Quality results

AWARDS AND RECOGNITION'S:
+ Recognized as a Best Place to Work by the Los Angeles Business Journal in 2015, 2016, 2017, and 2019
+ Recognized as a Best Place to Work by the Orange County Business Journal in 2019 and 2020
+ Recognized as a Great Place to Work by Fortune Magazine for 2018-2019 and 2020-2021
+ Recognized as one of the Fastest-Growing Private Company in America by Inc. 5000 for 2018
+ Recognized as one of the Top 100 Fastest-Growing Private Companies in Los Angeles by the Los Angeles Business Journal for 2018
+ Recognized as one of the Top 50 Fastest-Growing Private Companies by the San Fernando Valley Business Journal for 2018

SERVICE LINES:
+ Accounting and Transaction Advisory
+ Compliance and Risk Advisory
+ IT Advisory

LOCATIONS
Woodland Hills, CA (headquarters)
Irvine, CA
San Diego, CA
New York, NY

CAREER OPPORTUNITIES:
Please visit our careers webpage at cnmllp.com/careers for more information and to apply! Please reach out to our Talent Acquisition Team at [email protected] with any questions.