Securities Compliance Analyst

Join Our Team

In 2022, the Atlanta Journal-Constitution named Primerica one of the best places to work for the ninth consecutive year. Also in 2022, Primerica was named one of the Best Employers for Diversity by Forbes for the second consecutive year. Forbes also named Primerica as one of America’s best Insurance companies for 2022. Primerica ranks 6th among 25 companies included in the Term Life Insurance category. Over the past seven years Primerica has consistently been voted Best Employer by Gwinnett Magazine in its special "Best of Gwinnett" winner editions. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.

About this Position

The Securities Compliance Analyst will assist the Securities Compliance Department in the development, implementation and maintenance of the broker-dealer and investment advisor compliance programs of PFS Investments Inc. (“PFSI”). This position is ideal for a junior compliance professional who will support department management and attorneys in day-to-day tasks related to PFSI’s & Primerica Advisor's supervisory controls and procedures, Anti-Money Laundering (“AML”) Compliance Program, monitoring and testing program, regulatory filings and inquiries, and other compliance functions.
This is a hybrid position, that requires working 3 days onsite at our Duluth, Georgia office and 2 days remotely each week.
The estimated salary range for this role is: $60k-$85k

Responsibilities & Qualifications

Job Duties & Responsibilities

• Assist with compliance testing, quality assurance and ad-hoc reviews to ensure policies and procedures are being followed and are reasonably designed to meet regulatory requirements;

• Perform research and analysis to identify potential issues, trends, risks and/or training opportunities, and to identify potential gaps in policies and procedures;

• Validate corrective action plans to ensure the desired results are being achieved;

• Identify and escalate potential issues when needed;

• Assist the AML Compliance Officer with the administration of the firm’s AML Program; and

• Assist with regulatory filings and responses to regulatory examination requests and inquiries.

Required Qualifications

• Bachelor’s degree or related major or equivalent work experience;

• Attention to detail and excellent written and oral communication;

• Strong analytical skills;

• Ability to function independently as well as cooperatively;

• Proven ability to effectively and efficiently complete multiple tasks and prioritize assignments as needed;

• Knowledge of securities industry desired;

• Knowledge of PFS Investments Inc.’s internal systems; and

• Series 6 and 26 securities licenses

#LI-ND1

FLSA status:
This position is exempt (not eligible for overtime pay):

YesOur Benefits:

• Day one health, dental, and vision insurance

• 401(k) Plan with competitive employer match

• Vacation, sick, holiday and volunteer time off

• Life and disability insurance

• Flexible Spending Account & Health Savings Account

• Professional development

• Tuition reimbursement

• Company-sponsored social and philanthropy events

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.