Regulatory Compliance Manager (Spanish or Portuguese Speaker)

Reposted Yesterday
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Hiring Remotely in Headquarter, Grand Gedeh, LBR
Remote
Mid level
Fintech • Financial Services • Cryptocurrency
The Role
Define technical specifications for investment compliance, advise on EU financial regulations (MiFID II/MiFIR, MAR, MiCAR, PSD II, EMIR), monitor regulatory developments, communicate with stakeholders, prepare supervisory reports, collaborate with Risk/Legal/Finance, and provide compliance training.
Summary Generated by Built In
Please note that this position is based in Madrid, Spain - relocation support is provided if required.  
THE BEST WORK OF YOUR CAREER

Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more.

We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.



WHAT YOU’LL BE DOING
  • Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes
  • Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements
  • Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states
  • Communication with internal and external stakeholders in all arising questions regarding investment compliance
  • Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities
  • Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
  • Continuous training in various compliance topics


WHAT WE'RE LOOKING FOR
  • Successfully completed studies in economics, law or business law or comparable studies
  • Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or
  • Several years of professional experience in the banking or financial services industry
  • Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory frameworks 
  • Fluency in English, and either Spanish or Portuguese is necessary


WHY YOU SHOULD APPLY NOW

Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!

We believe it’s our team’s varied identities and backgrounds that make us sharper and stronger. We’re committed to creating an environment where everyone feels respected and has equal opportunity to thrive in their careers. For any questions on DEI during the interview process, reach out to your recruitment partner.

Skills Required

  • Degree in economics, law, business law or comparable studies
  • Several years of professional experience in investment compliance, auditing, consulting, banking or financial services
  • In-depth knowledge of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR, WpHG, MaComp, MaRisk, MaDepot
  • Fluent English
  • German and other EU languages
Am I A Good Fit?
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The Company
HQ: Berlin
1,331 Employees
Year Founded: 2015

What We Do

Trade Republic is Europe's largest savings platform, empowering millions to create wealth by providing easy, safe, and commission-free access to capital markets through a mobile-first approach.

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