Regulatory Compliance Consultant

Posted 2 Days Ago
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Hiring Remotely in US
Remote
75-150 Hourly
Mid level
Fintech • Consulting
The Role
Provides remote regulatory compliance consulting for financial services clients. Responsibilities include assessing compliance management systems, reviewing processes and controls, identifying regulatory gaps, conducting transaction testing, managing data, developing risk and performance indicators, preparing audit and assessment deliverables, and communicating recommendations to clients and management.
Summary Generated by Built In
Overview

Treliant is an essential consulting firm serving banks, mortgage originators and servicers, fintechs, and other companies providing financial services globally. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges.We provide data-driven, technology-enabled consulting, implementation, staffing, and managed services solutions to the regulatory compliance, risk, credit, financial crimes, and capital markets functions of our clients.Founded in 2005, Treliant is headquartered in Washington, DC, with offices across the United States, Europe, and Asia.


Treliant is committed to fostering a diverse, equitable and inclusive environment that values and embraces all races, religions, ages, abilities, genders, sexual orientations, ethnicities, languages, nationalities, political parties, socioeconomic groups and other characteristics that inform an individual's worldview, experiences and system of beliefs (“the principles”). We believe in championing every voice and ensuring everyone’s full potential.


Treliant is looking for consultants with significant Regulatory Compliance experience for client engagements.  These roles are project-based and 100% remote.

Responsibilities

While the scope of each project may be different, your duties & responsibilities may include: 

  • Assess CMS program documents including, without limitation, Board and Management oversight, Third Party oversight, compliance programs, complaint response management, and compliance audit programs.
  • Review CMS process narratives, procedures, and process flows, and perform a gap analyses to regulatory requirements. 
  • Assess current state processes for alignment with policies, procedures, and regulations.
  • Identify regulatory gaps and develop recommendations for changes to procedures and documentation.
  • Perform transaction testing to confirm adherence to policies, procedures, and regulations.
  • Create and maintain detailed supporting work papers.
  • Manage large data sets, troubleshoot, and develop processes for collecting and aggregating data effectively and efficiently.
  • Synthesize data into Key Risk Indicators and Key Performance Indicators.
  • Communicate effectively with the client, team members, and management.
  • Create and maintain client deliverables such as assessment/audit reports, risk assessments, work papers, and reporting decks.
  • Meet deadlines and work under pressure when required.
  • Identify issues and escalate as needed.
  • Perform other duties as assigned.
Qualifications
  • Bachelor’s Degree in business or equivalent work experience.
  • 4+ years’ experience in compliance testing, audit, or process/risk/control documentation and evaluation.
  • 4+ years’ Financial Services experience, with a focus on bank regulatory compliance, deposit operations and loan operations (experience with fintechs or third-party oversight is preferred).
  • Excellent written and verbal communication skills to include client report writing and presentation.
  • Effective project management and leadership skills.
  • Manage multiple tasks effectively and efficiently.
  • Work independently as well as part of a team.
  • Strong organizational skills.
  • Ability to maintain documentation and records in an organized and accessible manner.
  • Meet deadlines and work under pressure when required.
  • Identify issues and escalate as needed.
  • Ability to plan, strategize, and manage time independently and within budget.
  • Advanced Excel and PowerPoint skills, as well as proficiency with business process mapping tools such as Visio.
Benefits

Primary Location: Remote

Primary Location Salary Range: $75/hr - $150/hr


Treliant offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefit package that reflects our commitment to creating a diverse and supportive workplace.  In addition to a competitive base salary, candidate is eligible for incentive pay as well as a full range of health benefits, vacation plan, and 401k plan.


If you want to be part of a dynamic team of professionals, we invite you to join the team at Treliant.  We invest in people, and challenge you to advance your career while achieving your aspirations and goals.  Here at Treliant, we pride ourselves on our collaborative team culture, where we embrace diversity of thought and innovation.  If you strive for excellence and seek an inclusive environment apply on line treliant.com and follow us on LinkedIn. 


Right to Work

Treliant is not in the position to provide sponsorship for this current position and so applicants must be able to work in the United States without requiring sponsorship.

 

Please note, Treliant receives a high volume of applications for all roles. While we will endeavor to respond to all applicants, this is not always possible. Should you not receive a response to your application within 2 weeks, it is likely that you will have been unsuccessful on this occasion. However, we would like to retain your details on our systems and may contact you should another potentially suitable vacancy arise.


Treliant LLC is an Equal Opportunity Employer and does not discriminate on the basis of race, color, national origin, sex, sexual orientation, genetic information, religion, age, disability, or military status in employment or provision of services. When contacted for an interview, an applicant who requires special accommodations due to a disability should notify the office so that proper arrangements can be made.

Skills Required

  • Bachelor's degree in business or equivalent work experience
  • 4+ years of experience in compliance testing, audit, or process/risk/control documentation and evaluation
  • 4+ years of financial services experience focused on bank regulatory compliance, deposit operations, and loan operations
  • Experience with fintechs or third-party oversight
  • Excellent written and verbal communication skills, including client report writing and presentations
  • Effective project management and leadership skills
  • Ability to manage multiple tasks effectively and efficiently
  • Ability to work independently and as part of a team
  • Strong organizational skills
  • Ability to maintain documentation and records in an organized and accessible manner
  • Ability to meet deadlines and work under pressure
  • Ability to identify issues and escalate as needed
  • Ability to plan, strategize, and manage time independently and within budget
  • Advanced Excel and PowerPoint skills
  • Proficiency with business process mapping tools such as Visio
  • Ability to work in the United States without requiring sponsorship
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The Company
HQ: Washington, DC
292 Employees
Year Founded: 2005

What We Do

Treliant is a global consulting firm serving banks, mortgage originators and servicers, FinTechs, and other companies providing financial services. We are led by practitioners from the industry and the regulatory community who bring deep domain knowledge to help our clients drive business change and address the most pressing compliance, regulatory, and operational challenges. We provide data-driven, technology-enabled advisory, implementation, and staffing solutions to the regulatory compliance, risk, financial crimes, and capital markets functions of our clients. Founded in 2005, Treliant is headquartered in Washington, DC, with offices in New York, London, Belfast, Northern Ireland and Łódź, Poland. For more information visit www.treliant.com.

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