Registry Officer

Posted 2 Days Ago
Be an Early Applicant
Sydney, New South Wales, AUS
In-Office
Junior
Artificial Intelligence • Fintech • Software • Financial Services
The Role
Manage investor onboarding, maintain investor registers, and execute capital activity (calls, distributions, transfers). Validate AML/KYC, generate investor communications, support compliance and audits, track workflows, and identify process improvements to automate registry operations.
Summary Generated by Built In

Caruso is the AI-native fund administration platform for private markets. We replace legacy systems with modern software and integrated services, helping fund managers save time, impress investors, and grow AUM.

Since launching just over two years ago, Caruso has grown rapidly to $80B+ in assets, 900+ funds, and 80,000+ investors on the platform. We just completed our Series A capital raise, and are looking for smart, ambitious people to help us build a global business.

Learn more at getcaruso.com.

Role summary

We’re looking for a Registry Officer to join our growing team in Sydney. You’ll play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.

This is a hands-on role that sits at the core of our operations—ensuring that investor records are accurate, compliant, and up to date. You’ll work closely with fund accounting, legal, and implementation teams, and be supported by a modern, AI-native platform designed to automate the manual work.

What you'll do:
  • Investor Onboarding & AML/KYC

    Review and validate investor onboarding documentation (including AML/KYC) in line with regulatory and fund-specific requirements across AU/NZ jurisdictions.

  • Investor Registry Management

    Maintain accurate investor registers, including updates to personal/company details, tax residency, banking instructions, and reporting preferences.

  • Capital Activity Processing

    Support end-to-end execution of capital calls, distributions, transfers and unit issues/redemptions, including preparing investor notices and updating registry records.

  • Communications & Reporting

    Generate and send investor correspondence including transaction notices, holding statements, confirmations and ad hoc letters. Ensure a high-quality investor experience.

  • Compliance & Controls

    Ensure processes comply with AML/CTF laws, FATCA/CRS requirements, and trust deed or PDS specifications. Support audits and compliance reviews as required.

  • Workflow Management

    Track tasks and workflows using internal tools and systems. Flag delays or exceptions early, and collaborate with other teams to resolve open items efficiently.

  • Process Optimisation

    Identify opportunities to improve efficiency or quality of investor operations, and contribute to automation initiatives across the registry function.

What we're looking for:
  • 2+ years of experience in a registry, investor services, or unit registry role — ideally within fund administration, managed funds, or custody

  • Strong understanding of AML/KYC requirements, especially in Australia and New Zealand

  • Experience handling investor capital activity workflows and working with investor registers

  • High attention to detail and organisational skills

  • Familiarity with registry platforms or transfer agency systems preferred

  • Strong written and verbal communication skills

  • Self-starter who enjoys process improvement and takes ownership of their work

  • Experience working in a fast-paced or high-growth environment is a plus

Benefits
  • A role with genuine autonomy, impact, and visibility inside a well-funded, high-growth business

  • Industry-leading technology and a customer base of leading private fund managers

  • New workstation (MacBook Pro, dual screens, AirPods Pro, accessories)

  • 5 weeks annual leave after 2 years, 6 weeks after 3 years

  • Unlimited sick leave

  • Generous parental leave policies

Skills Required

  • 2+ years experience in registry, investor services, or unit registry (fund administration, managed funds, or custody)
  • Strong understanding of AML/KYC requirements in Australia and New Zealand
  • Experience handling investor capital activity workflows and working with investor registers
  • High attention to detail and strong organisational skills
  • Familiarity with registry platforms or transfer agency systems
  • Strong written and verbal communication skills
  • Self-starter with process improvement mindset and ownership mentality
  • Experience working in a fast-paced or high-growth environment
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The Company
353 Employees
Year Founded: 1987

What We Do

Caruso is an AI-native fund administration platform designed for private markets. The company replaces legacy systems with modern software and integrated services to help fund managers save time, impress investors, and grow assets under management. Its platform serves fund managers across private credit, real estate, and broader private markets, facilitating end-to-end onboarding and operational efficiency through modern software solutions.

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