Our client is a mature, dynamic Wealth Management Advisory firm in New Hampshire providing high-end investment & financial planning services seeking an energetic, detail-minded, and business-oriented investment associate who thrives in a collaborative setting.
The ideal candidate has a strong investment analysis/management background with an emphasis in financial planning. This individual is self-motivated, possesses exceptional problem solving and analytical skills. This individual will work within the existing infrastructure in investment analysis and planning.
Responsibilities
- Service and maintain book of business
- Trading of assets in accounts to include portfolio rebalancing, distributions and tax loss harvesting
- Coordination with the Wealth Management Company, Private Client Services & fund companies to prepare and execute recommendations across portfolios and individual holdings
- Monitor asset/security level variance including fixed income maturity and credit ratings
- Coordination of multiple transactions from various accounts and sources to achieve specific results (Account Opening and Account maintenance)
- Understanding of various types of distribution strategies with ability to provide recommendations/options
- Execute high quality written and verbal correspondence with clients as well as within the firm
- Conduct research on recent economic and market developments related to portfolio construction and financial planning
- Look for emerging trends related to the planning process and client planning model
- Provide guidance around portfolio construction, security, and asset class changes
- Prepare client quarterly reviews, including attribution analysis and portfolio recommendations.
- Research and solve client questions and inquiries
- Assist with internal workflow system upgrades and development
Required Qualifications
- Professional designations (minimum of one)
- Certified Financial Planner (CFP)
- Chartered Financial Analyst (CFA)
- Certified Investment Management Analyst (CIMA)
- Preferred Portfolio Management (PPM)
- Accredited Portfolio Manager Advisor (APMA)
- Bachelor’s degree
- Series 7/63, 65 or 66
- 5+ years of Investment Analysis, Operations and Planning experience
- 5+ years Trading, Tax Loss Harvesting
- Committed professional career within the financial industry.
- Demonstrated organizational skills, ability to multitask, and time management skills
- Strong attention to detail with the ability to work with a high degree of accuracy
- Ability to work in a fast-paced environment
- Excellent oral and written communication skills
Compensation
- $110-130k base with incentive comp included
What We Do
Based in Northern California’s wine country, our consulting firm believes that if your employees truly are your best asset, then the quickest way to grow your business is to get better at getting (and keeping) better people.
We offer turnkey solutions that leave our clients with a repeatable process in place so that value continues to be created even after the retainer ends. Our ideal clients are small to medium businesses that know they can improve their talent acquisition and retention strategies, but they just don’t know where to begin.
