Marketing Compliance - Communication Control Group, Asset Management, Associate

Posted 17 Hours Ago
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Tokyo
Hybrid
Junior
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
In this role, you will review client communications and marketing materials for compliance within the Asset Management team, ensure adherence to regulatory standards, provide content guidance, conduct regulatory filings, and maintain up-to-date knowledge of the regulatory environment while collaborating with teams across the Asia Pacific region.
Summary Generated by Built In

Job Description
Join J.P. Morgan Asset Management Communication Control Group (CCG) in Japan, where your expertise will drive impactful and compliant client communications across the Asia Pacific region. This role offers a unique opportunity for career growth and mobility within a global leader in asset management. You'll be part of a dynamic team that values collaboration, innovation, and excellence, providing you with the skills and experience to advance your career. Embrace the chance to work in a supportive environment that fosters professional development and rewards your contributions.
As an Associate in the Marketing Compliance - Communication Control Group as part of the wider Asset Management team, you will play a crucial role in ensuring that our client communications adhere to regulatory standards and internal policies. Your work will directly impact the firm's ability to deliver clear, compliant, and effective marketing materials to our retail, intermediary, and institutional clients. You will be part of a collaborative team that values open communication and teamwork, working closely with colleagues across the Asia Pacific region and globally. This role is essential to maintaining the integrity and success of our asset management business, providing you with the opportunity to make a meaningful contribution to the firm and the wider community.
Job Responsibilities:

  • Review medium and high-risk client communications and marketing materials for compliance.
  • Engage proactively in the review of globally distributed client communications.
  • Oversee low-risk materials self-certified by the business.
  • Provide day-to-day content advice to the business.
  • Participate in the preparation and delivery of marketing training across the business.
  • Ensure all areas of the business have appropriate policies and procedures in place.
  • Conduct regulatory filings as required.
  • Maintain up-to-date knowledge of the regulatory environment.
  • Collaborate with teams across APAC and globally to ensure consistent compliance practices.
  • Support marketing-related governance topics to facilitate effective business practices.


Required Qualifications, Capabilities, and Skills:

  • Proven experience in a similar role within asset management, legal, compliance, or controls.
  • Experience reviewing digital and social media communications.
  • Holder of Internal Control Officer or Sales Representative Officer under JSDA rules.
  • Strong communication and collaboration skills.
  • Ability to multi-task and prioritize workload effectively.
  • Attention to detail and high level of accuracy.
  • Fluent in spoken and written English and Japanese at a native level.


Preferred Qualifications, Capabilities, and Skills:

  • Practical working knowledge of all asset classes and financial instruments.
  • Experience working with system workflow tools.
  • Experience within a large global organization.


About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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