Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.
Farther’s founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We’re backed by top-tier venture capital firms, fintech investors, and industry leaders.
Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you’re the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.
Our Compliance team is looking for an Associate to focus on the compliance and regulatory needs of our Marketing team. This position requires a strong financial services background and deep regulatory expertise to ensure all marketing and advertising materials meet stringent legal and compliance standards. The ideal candidate will be a finance professional who can navigate complex regulatory frameworks while protecting both the company and its clients from compliance risks.
Your Impact- Examine marketing materials, such as presentations, websites, and social media, to ensure they are accurate, truthful, and compliant with regulations.
- Offer support and advice to sales and marketing teams on how to create compliant materials.
- Help create and maintain internal policies and procedures related to marketing compliance.
- Identify potential compliance risks associated with marketing activities and implement strategies to mitigate them.
- Monitor changes in regulations and industry best practices to ensure continuous compliance.
- Collaborate closely with legal, compliance, sales, and product teams to ensure a consistent approach to marketing compliance.
- Maintain records of all approved and reviewed marketing materials.
- 3+ years of experience in financial compliance is required.
- Deep knowledge of relevant laws and regulations governing financial products and marketing, including SEC and FINRA rules.
- Familiarity with financial products and services such as investment products, insurance products, and financial planning services.
- The ability to analyze marketing materials and identify potential compliance issues.
- Meticulous attention to detail to ensure accuracy in all reviewed materials.
- The ability to communicate compliance requirements clearly and build relationships with various stakeholders as a trusted collaborator.
- Ability to act as a confident and trusted resource, building consensus and fostering stakeholder buy-in.
- More than just a decision-maker, you're a transparent collaborator who can explain the rationale behind compliance decisions.
- Possession of the Series 63, 65, 7, 24, or 53 licenses, or a willingness to acquire one (or more), is a plus!
- Competitive comp package that rewards impact
- Work alongside some of the brightest minds in fintech
- Ground-floor opportunity at a fast-scaling startup
- Chart your own growth path as we expand
- Full health benefits + 401(k) matching & Roth IRA options
- Unlimited PTO
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What We Do
Farther is the intelligent wealth management firm that's redefining the industry by combining proprietary technology with expert financial advisor guidance. We're building a generational financial institution that empowers advisors to focus on what matters most - their clients and growing their business - while our all-in-one platform handles the back-office complexity.
Our comprehensive wealth management platform offers clients a unified view of their entire financial lives through a single login, while advisors gain access to advanced tools for building personalized, tax-optimized portfolios. We provide access to extensive public strategies and alternative investments, plus our own Farther Asset Management products alongside offerings from BlackRock, Vanguard, and Fidelity.
Named the #1 fastest-growing financial services firm in America by Inc. Magazine with 11,968% revenue growth over three years, we've achieved over $13 billion in recruited assets and are backed by $118M in funding, including a Series C led by CapitalG (Google's growth fund). With 400+ employees across offices in New York, Dallas, and San Francisco, we're scaling rapidly while maintaining our commitment to innovation and excellence.
Why Work With Us
We're building a generational financial institution through our CARE values: Communication, Action, Respect, and Excellence. Named to Inc. Best Workplaces two years running, we offer comprehensive benefits like $0 health coverage, immediate 3% 401(k), unlimited PTO, and quarterly recognition programs. Join our mission-driven team
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