The Role
Manages trading compliance strategies, regulatory filings, risk mitigation, audit readiness, governance protocols, and technical standards integration. Advises leadership on compliance risks and operational impacts while ensuring accurate reporting, timely submissions, and adherence to regulatory requirements. Evaluates technical business implications, influences stakeholders, allocates expertise to high-risk issues, and manages standards-related technical risk across multiple programs.
Summary Generated by Built In
Job Summary & Responsibilities
Primary Purpose
Manages compliance strategies and operational plans, driving risk mitigation, audit readiness, and integration of technical standards into departmental processes and reporting frameworks.
Duties and Responsibilities
- Manages the lifecycle of regulatory filings, ensuring technical accuracy, timely submission, and strategic positioning in alignment with national, regional, and local compliance mandates.
- Develops risk mitigation strategies aligned with compliance obligations, technical performance, and operational reliability.
- Ensures adherence to governance protocols to support accurate reporting, audit trails, and decision-making in compliance processes.
- Advises leadership on compliance risks and operational impacts.
- Oversee trade monitoring, surveillance, and compliance for gas and power trading activities.
- Develop, implement, and maintain trade surveillance programs for physical and financial gas and power markets by monitoring trading.
- Ensures effective controls, processes, and monitoring capabilities that support regulatory compliance, risk mitigation, audit readiness, and reporting.
- Maintains adherence to market regulations, technical standards, and company policies while promoting ethical trading practices.
- Partners with Risk Management, Finance, Legal, and Internal Audit to identify and mitigate compliance risks.
- Performs other duties as assigned.
Qualifications
Education
- Required: Typically requires a 4 year degree in a relevant field, or equivalent combination of relevant education and experience.
Experience
- Required: Typically requires 8 years of related experience.
Knowledge, Skills and Abilities
- Ability to evaluate technical implications of business decisions.
- Ability to influence stakeholders without direct authority.
- Ability to integrate standards considerations into operational planning.
- In-depth knowledge of technical rules and standards supporting multiple programs.
- Knowledge of performance metrics and quality indicators.
- Skill in allocating technical expertise to high-risk issues.
- Skill in managing technical risk related to standards compliance.
Skills Required
- Four-year degree in a relevant field or equivalent combination of relevant education and experience
- Eight years of related experience
- Knowledge of technical rules and standards supporting multiple programs
- Knowledge of performance metrics and quality indicators
- Ability to evaluate technical implications of business decisions
- Ability to influence stakeholders without direct authority
- Ability to integrate standards considerations into operational planning
- Skill in allocating technical expertise to high-risk issues
- Skill in managing technical risk related to standards compliance
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The Company
What We Do
We deliver energy for a better world. Through the combined strength of our assets in North America, we’re dedicated to building the energy systems of the future.
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