The Role
Execute trades across equities, fixed income, FX and ETFs per PM instructions; manage ETF secondary market and creation/redemption; monitor market prices, liquidity and order flow for best execution; coordinate with PMs, brokers, custodians and operations; ensure compliance with fund mandates and FSC rules; maintain trade booking, positions/cash and support settlement via TDCC/CMU.
Summary Generated by Built In
Primary Responsibilities:
- Execute trades (equities, fixed income, FX, ETFs) accurately based on PM instructions and within approved limits.
- Manage ETF execution, including secondary market trading and supporting primary market creation/redemption processes.
- Monitor market prices, liquidity, and order flow to support best execution and minimize market impact.
- Coordinate with regional offices, PMs, brokers, custodians, and operations to ensure seamless trade lifecycle and allocation.
- Ensure compliance with fund mandates, FSC regulations, and internal pre/post-trade controls.
- Maintain accurate trade booking, monitor positions/cash, and support settlement via TDCC/CMU including issue resolution.
Qualifications:
- Bachelor’s degree in Finance, Economics, Business Administration, or a related discipline.
- 3 years of experience in asset management, dealing room, trading support, or fund operations.
- Must hold at least one valid Taiwan certification: 投信投顧業務員(Securities Investment Trust and Consulting Professional), 證券商高級業務員(Senior Securities Specialist), or 證券投資分析師(Securities Investment Analyst).
- Basic understanding of buy-side investment processes, including fund structures, portfolio management workflows, and Taiwan market practices (TWSE/TPEx).
- Exposure to ETFs, index funds, or passive investment strategies is preferred.
- Familiarity with fund compliance requirements, investment restrictions, and regulatory expectations under FSC supervision.
- Knowledge of best execution, trade allocation, and conflict-of-interest principles in a buy-side environment.
- Strong analytical skills, attention to detail, and ability to work accurately under pressure in a fast-paced dealing room.
- Good communication and coordination skills to work effectively with regional offices, PMs, brokers, custodians, and operations teams.
- Proficiency in Bloomberg or similar market data systems, and Microsoft Excel/reporting tools.
- Experience in a Taiwan-regulated financial institution (Asset Management, bank, or securities firm) is preferred.
- Willingness to work in a high-paced dealing room aligned with Taiwan market hours, with flexibility to support global markets when needed.
Skills Required
- Bachelor's degree in Finance, Economics, Business Administration, or related discipline.
- Minimum 3 years' experience in asset management, dealing room, trading support, or fund operations.
- Hold at least one valid Taiwan certification: 投信投顧業務員 (Securities Investment Trust and Consulting Professional), 證券商高級業務員 (Senior Securities Specialist), or 證券投資分析師 (Securities Investment Analyst).
- Basic understanding of buy-side investment processes, fund structures, portfolio management workflows, and Taiwan market practices (TWSE/TPEx).
- Proficiency in Bloomberg or similar market data systems.
- Proficiency in Microsoft Excel and reporting tools.
- Familiarity with fund compliance requirements, investment restrictions, and regulatory expectations under FSC supervision.
- Knowledge of best execution, trade allocation, and conflict-of-interest principles in a buy-side environment.
- Strong analytical skills, attention to detail, and ability to work accurately under pressure in a fast-paced dealing room.
- Good communication and coordination skills to work with regional offices, PMs, brokers, custodians, and operations teams.
- Willingness to work Taiwan market hours with flexibility to support global markets when needed.
- Exposure to ETFs, index funds, or passive investment strategies.
- Experience in a Taiwan-regulated financial institution (asset management, bank, or securities firm).
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The Company
What We Do
PineBridge Investments is a private, global asset manager focused on active, high-conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 30 September 2024, the firm managed US$203.1 billion across global asset classes for sophisticated investors around the world. We aim to foster a globally inclusive workplace, contribute to the communities in which we live and work, and invest in companies that are committed to improving their social and environmental responsibility as they achieve financial success alongside investors.
