Manager, Compliance FTC

Posted 16 Days Ago
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London, Greater London, England, GBR
Hybrid
Entry level
Financial Services
The Role
Manages UK financial services compliance across AustralianSuper entities, including regulatory change, compliance frameworks, governance controls, FCA engagement, monitoring programmes, thematic reviews, assurance, reporting, and GRC administration. The role coordinates international regulatory activities, prepares Board materials, supports audits and incident reviews, develops training, and collaborates with senior stakeholders across the UK and Australia.
Summary Generated by Built In

Job Title: Compliance Manager

Location: King's Cross, London

12 Month Fixed Term Contract

Hybrid


At AustralianSuper, we truly care about our colleagues. We know work and life are intertwined. That’s why we support the diverse needs of everyone and have policies that enable us all to thrive and be truly flexible. We ensure diversity is celebrated for the opportunity it provides us all to learn and grow and deliver better outcomes for members. We are dedicated to building a high-performance environment underpinned by a strong risk culture, ensuring we deliver the best outcomes for our members. 

Your New Role 

As Manager, Compliance (Fixed Term Contract), you will support the Senior Manager, Compliance in delivering regulatory change, obligation management and compliance monitoring for AustralianSuper’s UK separate legal operating entities, AustralianSuper UK Ltd and AustralianSuper Direct Investments UK Ltd. 

You will focus on applying UK regulatory requirements and expectations, working closely with stakeholders in the UK and Australia to align local activity with global policies and practices. You will also contribute to the design and continued improvement of global approaches that support strong governance and regulatory compliance across the UK entities. 

Key duties include but are not limited to: 

  • Developing and maintaining compliance frameworks, artefacts and controls, including adapting global policies for UK regulatory requirements. 
  • Reviewing and enhancing governance, risk and control systems, with clear links between risks, obligations and controls within GRC systems. 
  • Supporting the design and embedding of the international regulatory change framework and providing secretariat support to the International Regulatory Change Forum. 
  • Coordinating regulatory change activity across international offices, including reporting, governance packs, implementation oversight and GRC administration. 
  • Designing and delivering the annual Compliance Monitoring Programme, including risk assessments, thematic reviews, frequency-based monitoring, testing methodologies and reporting. 
  • Preparing clear reports and papers for management and UK entity Boards, with appropriate escalation and recording of exceptions and issues. 
  • Supporting compliance projects, assurance activity, internal audit requirements, incident reviews and the development of compliance training. 
  • Building effective relationships across the UK business and with global stakeholders, while supporting consistent and well-managed engagement with the FCA. 
  • Promoting a professional, collaborative and solutions-focused environment and role modelling a strong risk culture. 

What You’ll Need 

  • Experience in compliance, risk or audit advisory roles within the UK financial services sector. 
  • A strong understanding of compliance and risk management frameworks, with the ability to develop practical, fit-for-purpose controls and governance arrangements. 
  • Proficiency in navigating and interpreting the FCA Handbook, together with sound knowledge of other UK financial services regulatory requirements. 
  • Experience of regulatory change, compliance monitoring, thematic reviews, assurance or GRC systems. 
  • The ability to lead and influence senior stakeholders and work collaboratively across international teams. 
  • Excellent written and verbal communication skills, including strong report writing and the confidence to raise and escalate issues appropriately. 
  • A university degree or equivalent experience. 
  • A relevant compliance qualification, such as ICA, IMC or CISI Level 6 Diploma, is desirable. 


Life at AustralianSuper 

AustralianSuper is committed to colleague development, and we support our people with ongoing learning, coaching and training, as well as career opportunities across our expanding global organisation. We offer generous leave entitlements and promote a blended working environment in which all roles can flex, and we’re happy to discuss what this looks like for you. 

We cultivate a workplace that champions safety, respect, inclusiveness and diversity. We are committed to supporting our diverse workforce in a way that is inclusive and embraces diversity in all its forms. If you require any reasonable adjustments to the recruitment process or the role, please let our recruitment team know. 


What’s Next 

Apply now if you share our values of Energy, Integrity, Generosity of Spirit and Excellent Outcomes and would like the opportunity to work in a challenging, growing and rapidly evolving team to deliver outstanding results. 

AustralianSuper uses AI to review resumes and conduct initial phone interviews. This involves processing your resume, cover letter, and voice recording in Australia and the USA to help assess your suitability for the applied role. When invited to an AI phone screening, you may opt for a traditional phone screening instead. For information on how we handle your personal data, please refer to our Candidate Privacy Policy. 

https://www.australiansuper.com/careers/candidate-privacy-notice 

Agencies please note: this vacancy is being managed directly by AustralianSuper’s Talent Acquisition team. We will contact our preferred agency partners should we require additional support. Thank you.


Skills Required

  • Experience in compliance, risk, or audit advisory roles within the UK financial services sector
  • Strong understanding of compliance and risk management frameworks
  • Ability to develop practical controls and governance arrangements
  • Proficiency interpreting the FCA Handbook
  • Knowledge of other UK financial services regulatory requirements
  • Experience with regulatory change, compliance monitoring, thematic reviews, assurance, or GRC systems
  • Ability to lead and influence senior stakeholders across international teams
  • Excellent written and verbal communication skills
  • Strong report-writing skills and confidence escalating issues
  • University degree or equivalent experience
  • Relevant compliance qualification such as ICA, IMC, or CISI Level 6 Diploma
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The Company
HQ: Melbourne
1,588 Employees
Year Founded: 2006

What We Do

AustralianSuper is for everyday Australians and businesses; we help invest members’ money to create the best possible retirement outcomes for members. More than 3 million members and 440,000 businesses trust us to invest more than AU$270 billion on their behalf. One in 8 working Australians are a member of AustralianSuper, the nation’s largest superannuation fund. Our size has given us the ability to leverage significant investment opportunities for long term performance and low fees that are passed on to our members. With services and advice that simplify super for business including a free clearing house, secure online transactions, dedicated relationship managers, education and help. It’s easy to see why we’ve been a top performing fund. ----------------------------------------------------------------------------------------- AustralianSuper is not responsible for other user's comments. We reserve the right to delete any comments that are not in line with our community standards. By participating in the AustralianSuper’s LinkedIn community, you agree to adhere to our House Rules: ausup.me/HouseRules ______________________________________________________________________________________ Investment returns are not guaranteed. Past performance is not a reliable indicator of future returns. Reference to any awards and ratings are only one factor to be taken into account when choosing a super fund. The information posted by AustralianSuper may be general financial advice which doesn’t take into account your personal objectives, situation or needs. Before making a decision about AustralianSuper, you should think about your financial requirements and refer to the relevant Product Disclosure Statement, available at australiansuper.com/pds or by calling 1300 300 273. AustralianSuper Pty Ltd ABN 94 006 457 987, AFSL 233788, Trustee of AustralianSuper ABN 65 714 394 898.

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