Legal Compliance Professiona

Posted 26 Days Ago
Be an Early Applicant
New York, NY, USA
In-Office
Senior level
Agency • Information Technology • Professional Services • Consulting
The Role
Perform full content reviews of ~2,000 policies and WSPs for GWIM and GBAM to identify gaps. Draft, amend, gain approvals for, and publish new and revised policies and procedures. Work within corporate processes and hierarchies; leverage accounting and finance experience. JD degree is a plus.
Summary Generated by Built In
Company Description

Our Unique Capabilities

We have a unique ability to provide a full spectrum of Staffing Services and Solutions including: Staff Augmentation (Contract, Contract-to-Hire, Direct Hire); Bulk Buy Staff Augmentation; Offshore Staff Augmentation; Payroll Services; Consulting (Project Delivery, SOW), etc.

Our Staff Members

Our in-house team offers a broad range of Information Technology, Engineering, Accounting/ Finance, Scientific/Clinical, Professional, Mortgage, Administrative/Office, Call Center, Human Resources, and Marketing/Creative expertise.

Our Recruiting

Management and staff members at ICONMA understand that our greatest assets are our highly skilled and professional consultants. Because of this, we have created a work environment which fosters career development, stability and personal growth. The result for our customers’ is a knowledgeable and stable consulting staff whom they can depend on to operate more productively and to improve profitability, top-line growth, customer service, and cost management.

Job Description

Legal Compliance Professional
Location: New York, NY
Duration: 16-17 months
Description:
Compliance Professionals with 5+ years Compliance/Regulatory Policy related experience in the financial services industry. A team is required to begin full content reviews of approx. 2000 policies and WSPs for GWIM and GBAM to determine gaps. New Policies will need to be written, approved and published in GWIM. Amendments to existing policies and possible new policies/wsps and procedures will also be required to be written, approved, and published in GBAM.
JD degree is a plus.

Qualifications

 5+ years Compliance/Regulatory Policy related experience in the financial services industry

Additional Information

Accounting and Finance experience required. Ideal experience is mix of agency and corporate so that they know how to work within the corporate structure (processed and hierarchy).

Skills Required

  • 5+ years Compliance/Regulatory Policy related experience in the financial services industry
  • Accounting and Finance experience
  • JD degree
  • Experience working in both agency and corporate environments
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The Company
1,307 Employees
Year Founded: 2000

What We Do

Founded in 2000, ICONMA is a global information consulting management firm headquartered in Troy, Michigan. It provides professional staffing and information technology services, supporting clients through offices and delivery centers in North America and Asia. The company helps organizations address technology and business-process needs by connecting them with skilled consultants and delivering IT expertise across its worldwide operations and evolving client requirements.

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