IT Staff Auditor

Posted Yesterday
Be an Early Applicant
Gurugram, Haryana, IND
In-Office
Junior
Fintech • Payments • Financial Services
The Role
Plans and executes IT audit, risk, control, and SOX/MAR/FDICIA compliance activities. Evaluates governance and control effectiveness, identifies deficiencies, assesses risks, recommends improvements, coordinates with control groups, communicates progress and roadblocks, and presents audit objectives and results to management.
Summary Generated by Built In

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Responsibilities

  • Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels ofmanagement. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
  • Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines.
  • Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.

Qualifications

  • Should have 1-3 years of Relevant experience
  • Candidate having Internal audit experience in the field of IT/Tech Audits.
  • B.Tech. BCA or any other relevant Graduation.
  • Holding professional certification such as CISA, CIA or CPA will be an added advantage

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing,

productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with

flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring

process.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

FIN Finance

Job Family Group

Finance

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Skills Required

  • 1-3 years of relevant experience
  • Internal audit experience in IT or technology audits
  • Bachelor's degree, such as B.Tech, BCA, or another relevant graduation
  • CISA, CIA, or CPA certification
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The Company
HQ: Seguin, TX
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets. AREAS OF FOCUS • Family Finances • Retirement Planning Strategies • Wealth Preservation Strategies • Investment Management • Retirement Plan Distribution • Social Security Retirement Benefits • Small Business • Business Retirement Plans • Tax Planning Strategies CONNECT WITH US Phone: 979-417-0563 | 512-873-2527 OFFICE LOCATIONS 8300 N MOPAC EXPY, Suite 100, Austin, TX 78759 107 THIS WAY, Suite A, Lake Jackson, TX 77566 1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792 Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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