Investment Management Trading Risk and Controls Risk Analyst

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Malvern, PA, USA
In-Office
Fintech
The Role

Global Risk & Security (GR&S) enables Vanguard's business strategy, protects Vanguard's clients, crew and assets, and stewards a risk-smart culture at Vanguard. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that leaders and crew across Vanguard can drive faster, stronger, risk-informed decisions

Responsibilities:

  • Supports development, implementation, and oversight of investment guidelines and compliance requirements

  • Supports the development and implementation of the operational risk management infrastructure to manage, measure, monitor, and report aggregate global investment operational risk exposures.

  • Supports development, implementation, and oversight of order management system investment controls.

  • Research best practices for investment operations and business activities to control various risks. Gathers and analyzes data from various fund management units and provides improvement recommendations.

  • Supports the development of technology-based tools and metrics, and performs statistical data analysis to report, monitor, measure, and manage various aspects of fixed income investment operational risk exposures. Presents thorough, clear, and insightful analysis to senior leaders, portfolio managers, and traders.

  • Utilizes processes, tools, and techniques to evaluate investment operational models. Provides ongoing model validation.

  • Develops and maintains knowledge of financial markets, quantitative drivers, and general investment themes. Builds an understanding of Vanguard's investment operational risk management functional areas. Incorporates changing business needs into risk analysis.

  • Participates in special projects and performs other duties as assigned.

Qualifications:

  • Minimum of two years related work experience.

  • Undergraduate degree or equivalent combination of training and experience.

  • SQL and Python proficiency preferred.

  • Aladdin Order Management System experience preferred.

  • CRD/Charles River Order Management System experience preferred.

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

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The Company
Charlotte, NC
20,252 Employees
Year Founded: 1975

What We Do

We are a community of 30 million who think – and feel – differently about investing. Together, we’re changing the way the world invests. Since our founding in 1975, helping our investors achieve their goals is our sole reason for existence. With no other parties to answer to and therefore no conflicting loyalties, we make every decision—like keeping investing costs as low as possible—with only your needs in mind. Vanguard is one of the world's largest investment companies, offering a large selection of high-quality low-cost mutual funds, ETFs, advice, and related services. Individual and institutional investors, financial professionals, and plan sponsors can benefit from the size, stability, and experience Vanguard offers. As of April 30, 2019, we managed more than $5.6 trillion in global assets. In addition, we have 189 funds in the United States and 225 funds in global markets. For Commenting Guidelines & Important information, visit here: http://vanguard.com/linkedin Vanguard Marketing Corporation, Distributor.

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