Investment Compliance Analyst

Company Overview

Every firm has a culture – the values, beliefs, methodology, attitudes and standards that reflect an organization’s DNA. But the truly inspiring firms – the game-changers, the industry leaders and the disruptors – have cultures that propel them to innovate and stand out. At Brown Advisory, we aim to be one of those inspired firms. Over the years, we have purposefully built and nurtured our client-first culture.

Brown Advisory is an independent investment management and strategic advisory firm committed to delivering a combination of first-class performance, strategic advice and the highest level of client service. The firm’s clients—including individuals, families, family offices, endowments, foundations, charities, institutions, consultants, and financial intermediaries—are served by over 950 colleagues worldwide, all of whom are equity owners of the firm. 

Abu Dhabi | Austin | Baltimore | Boston | Delaware | Frankfurt | London | Nashville | New York | North Carolina | San Francisco | Singapore | Southern California | Tokyo | Virginia | Washington, D.C

Brown Advisory, a global leader in investment management, is seeking a highly motivated Investment Compliance Analyst to join our compliance team. This role is ideal for professionals with experience in the investment management industry who thrive in fast-paced environments and are eager to make meaningful contributions to a global compliance program.

As part of our Investment Compliance team, you’ll play a pivotal role in interpreting and implementing trading controls based on client mandates and regulatory requirements. You’ll collaborate with stakeholders across the firm, support portfolio management activities, and help drive initiatives that enhance efficiency and reduce risk.

Key Responsibilities

• Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards

• Develop proficiency in logic-based rules implementation within Charles River

• Monitor pre- and post-trade compliance across a range of accounts, including private client and institutional portfolios, mutual funds, ETFs, and UCITS

• Partner with investment teams to navigate trading controls and support portfolio management decisions

• Prepare and distribute daily compliance reports to internal stakeholders

• Collaborate with client and relationship teams to draft and review Investment Policy Statements

• Lead and contribute to projects that enhance compliance infrastructure and streamline trade life-cycle processes

• Identify potential compliance vulnerabilities and recommend corrective actions

• Design and conduct sustainability screens in MSCI for investments on behalf of clients and UCITS with sustainable investment mandates

Required Qualifications

• Bachelor’s degree from an accredited institution

• 1–3 years of experience in investment management or a related area

• Proficiency in Microsoft Excel (VBA preferred)

• Entrepreneurial mindset with a proactive approach to problem-solving, innovation, and continuous improvement

• Exceptional analytical, problem-solving, and communication skills

• Meticulous attention to detail and organizational excellence

• High ethical standards and discretion when handling confidential information

• Collaborative mindset and ability to work effectively in team settings

• Experience with Charles River Investment Management Solution (CRD/CRIMS) and familiarity with regulatory frameworks (40 Act and UCITS) is preferred

• Ability to work onsite in our Baltimore office

MD Salary: $70-$80k. Commensurate with experience and location. Does not include bonus or long term incentive eligibility (if applicable).

Applicants must be authorized to work in the United States without the need for current or future employer-sponsored work authorization (e.g., H-1B , O-1, F-1 (OPT), TN, or any other non-immigrant visa classifications that require employer support or sponsorship).

Benefits

At Brown Advisory we offer a competitive compensation package, including full benefits.
•    Medical
•    Dental
•    Vision
•    Wellness program participation incentive
•    Financial wellness program
•    Fitness event fee reimbursement
•    Gym membership discounts
•    Colleague Assistance Program
•    Telemedicine Program (for those enrolled in Medical)
•    Adoption Benefits
•    Daycare late pick-up fee reimbursement
•    Basic Life & Accidental Death & Dismemberment Insurance
•    Voluntary Life & Accidental Death & Dismemberment Insurance
•    Short Term Disability
•    Paid parental leave
•    Group Long Term Disability
•    Pet Insurance
•    401(k) (50% employer match up to IRS limit, 4 year vesting)

Brown Advisory is an Equal Employment Opportunity Employer.