Job Description
You are a Compliance Officer Vice President within Operational Risk Management and Compliance, providing day-to-day compliance support for JPMorganChase entities operating in the derivatives markets in Canada on both a domestic and cross-border basis. Based in Toronto, you apply knowledge of Canadian OTC and F&O derivatives laws, regulations, and rules to help ensure the firm and its affiliates comply with applicable legislation, regulations, and internal requirements, while supporting the firm’s Compliance, Conduct and Operational Risk Framework in Canada. You partner across Compliance and control functions, support governance and controls activities, and help manage the compliance lifecycle through risk assessments, monitoring and testing, issue management, and reporting.
Job Responsibilities
Business Oversight & Regulatory Engagement
- You will oversee Canadian activities of front office sales and trading personnel related to trading and clearing of OTC and listed derivatives, including compliance with requirements of provincial securities authorities and self-regulatory organizations (e.g., OSC, AMF, IIROC, MX, CDCC).
- You will engage with internal and external industry groups on the regulatory development of derivatives rules by Canadian provincial securities authorities, including commenting on and advising on proposed and final rules.
- You will assist in managing regulatory inquiries, exams, and audits.
Compliance Framework & Governance
- You will support the Compliance Department and Chief Compliance Officer in Canada in implementing the firmwide Compliance, Conduct and Operational Risk Framework, including governance, risk assessments, monitoring and testing, issue management, and reporting.
- You will participate in Canadian and regional governance and control forums and committees.
Cross-Functional Collaboration
- You will collaborate with Compliance and other control functions across multiple lines of business and regions to support consistent derivatives compliance coverage for Canada and cross-border activity.
Required Qualifications, Capabilities and Skills.
- Knowledge and experience of Canadian laws and regulations applicable to derivatives markets, specifically OTC derivatives and F&O.
- 5+ years of relevant compliance, risk, controls, or legal experience.
- Bachelor’s degree, legal qualifications, or comparable work experience.
- Highly motivated, independent professional with a regulatory compliance background.
- Project management skills and experience.
- Excellent interpersonal, communication, resource management, organizational, and decision-making skills.
- Based in Toronto.
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
Skills Required
- Knowledge and experience with Canadian laws and regulations applicable to OTC and F&O derivatives markets
- At least 5 years of relevant compliance, risk, controls, or legal experience
- Bachelor's degree, legal qualifications, or comparable work experience
- Regulatory compliance background
- Project management skills and experience
- Excellent interpersonal, communication, resource management, organizational, and decision-making skills
- Based in Toronto
JPMorganChase Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about JPMorganChase and has not been reviewed or approved by JPMorganChase.
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Healthcare Strength — Health coverage is considered comprehensive, including medical, dental, and vision, alongside wellness and mental health resources. Some locations add onsite health centers and related wellbeing support.
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Retirement Support — Retirement offerings include a 401(k)-type savings plan and related financial benefits, with options such as employee stock purchase participation. Financial planning resources are also highlighted to support long-term savings.
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Parental & Family Support — Paid parental leave of 16 weeks for birth or adoption is available for all parents. Child care and back-up child care resources further reinforce family support.
JPMorganChase Insights
What We Do
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products. Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com. ©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.
Why Work With Us
Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.
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