About the team:
Capco's Risk, Information Security and Compliance (RISC) team partners with community and regional financial institution clients and FinTechs to optimize enterprise risk management and regulatory compliance programs, policies, and processes. Our value-added solutions are flexible and adaptable based on each client's strategic objectives, products and services offered, and delivery channels. Our services and solutions are core agnostic and easily integrated. We supplement internal processes and skill sets with our diverse subject matter expertise and years of experience in the financial services industry. With a proven track record spanning 20+ years, our team is adept at generating effective and sustainable compliance and risk management strategies and programs to ensure ongoing compliance with applicable laws, regulations, and interagency guidance. Our ongoing monitoring of thousands of regulatory sites and pronouncements enables us to offer our valued clients actionable intelligence that effectively reduces financial, legal, regulatory, and reputational risk.
About the Job:
The consultant - Risk & Control, will perform and enhance testing activities for controls that have been identified for the business. Responsibilities will include reviewing key controls, sample testing and conducting end-to-end process reviews.
What You'll Get to Do:

• Work with business units and managers to complete and enhance a comprehensive Risk & Control Self-Assessment (RCSA)
  • This will include:
    • (a) analysis of existing processes to determine the effectiveness of controls
    • (b) an evaluation of internal/external operational events to quantify the financial, reputational & regulatory impact of failed controls
• Experience with transaction testing, audit testing, financial reporting, financial reconciliations, and/or similar work
• Review documented policies and procedures and challenge whether they remain current and are aligned to existing frameworks, policies, and standards supporting functional processes
• Participate in internal control reviews of processes including procedure testing, establishing test plans, field work, reporting, and wrapping up
• Understanding of Financial Regulatory reports and underlying transaction testing
• Evaluate other assessments, issues, and testing results by others functional areas, including Internal Audit, Compliance, regulators, and Management Self-Identified Issues
• Demonstrate sound understanding of Enterprise Risk Management (ERM) and Operational Risk Management (ORM) practices and focus areas
• Ability to capture minutes and clearly document workshops based on existing guidance

What You'll Bring with You:

• 3 + years of Risk and Control Self-Assessment (RCSA) experience with a large bank

• CERA, CIA, CISA, FRM, CRM, PRM, COSO certifications are all a plus
• Advanced computer skills in Excel, knowledge of Word and Power Point
• Excellent oral and written communication skills
• Active problem-solver who listens for cues and can correlate to existing work
• Drive to learn and adapt existing knowledge to align with the client
• Strong analytical skills and strong attention to detail
• Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements
• Team player, collaborative, responsive to feedback and direction
• Able to effectively manage multiple tasks at once, while timely delivering essential tasks
• Ability to quickly grasp and master new concepts / requirements and related product / functional knowledge
• Ability to interact and work closely with business stakeholders at all levels of seniority
• Excellent written, communication, and presentation skills (Microsoft Excel, Word, and PowerPoint skills)
• Bachelor's Degree or international equivalent required

Why Capco?
You will join a company that supports and encourages an entrepreneurial outlook and independent thinking. Capco is not about organizational charts and layers - we operate with little hierarchy because we want all employees to feel that Capco is their firm.
We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees.
Ready to take the Next Step
If this sounds like you, we would love to hear from you. This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.