Position Summary
The Compliance Manager will oversee the development, implementation, and management of the organization’s compliance program within the financial services environment. This role ensures adherence to applicable US regulatory requirements and promotes a strong culture of ethical conduct and risk management across the organization.
Key Responsibilities
- Oversee and maintain the Compliance Library, ensuring all policies, procedures, regulatory guidance, and control documentation are current, accurate, and aligned with financial regulatory and company requirements
- Lead the implementation of compliance frameworks, including internal controls, and monitoring systems
- Draft, review, and maintain compliance policies and procedures aligned with regulatory expectations and best practices
- Manage and provide leadership to the Compliance function/division, including oversight of compliance analysts and reporting structures
- Establish and maintain processes to monitor compliance risks, including transaction monitoring, control testing, and periodic assessments
- Escalate compliance concerns, incidents, or regulatory breaches to Legal, senior management, and relevant business units in a timely manner
- Coordinate and support regulatory examinations, audits, and inquiries, including documentation and response preparation
- Provide ongoing compliance training and advisory support to business units on regulatory obligations and internal policies
- Partner with Legal and Operations teams to integrate compliance requirements into services, and business processes
- Monitor and report on compliance metrics and program effectiveness to senior leadership
Qualifications
- Bachelor’s degree or 5–8+ years of experience in financial services compliance, risk management, quality assurance or regulatory oversight
- Proven experience designing and implementing compliance programs within a financial institution
- Experience managing teams and leading cross-functional compliance initiatives
- Strong analytical, investigative, and problem-solving skills
- Excellent communication skills with the ability to advise senior stakeholders
Skills Required
- Bachelor's degree or 5-8+ years of experience in financial services compliance, risk management, quality assurance, or regulatory oversight.
- Proven experience designing and implementing compliance programs within a financial institution.
- Experience managing teams and leading cross-functional compliance initiatives.
- Strong analytical, investigative, and problem-solving skills.
- Excellent communication skills with the ability to advise senior stakeholders.
What We Do
FinSANA is a financial services company that specializes in technology solutions that facilitate the servicing of near prime and non-prime consumers. Our focus on data science, marketing, collections, payment processing, technology, and the customer has propelled us to be a leader in an industry where consumers are not well-served by traditional banks and their products. Over the last 15 years, our internally architected suite of financial solutions have serviced millions of consumers in North, Central and South America that have urgent credit needs. Our dedication to building transformative products that are tailormade for an underserved market has allowed us to become an industry leader and market innovator.
