Compliance Analyst

Posted Yesterday
Easy Apply
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2 Locations
In-Office
100K-115K Annually
Junior
Financial Services
The Role
The Compliance Analyst will assist the General Counsel in developing compliance policies, manage compliance deadlines, administer the Code of Ethics, and coordinate regulatory filings.
Summary Generated by Built In

FIRM OVERVIEW

Massar Capital Management, LP (“Massar”) is an alternative investment management company founded in 2015. We employ a global macro trading strategy that seeks to capture investment opportunities across commodity, foreign exchange, fixed income, equity, and derivatives markets. With offices in the United States and Europe, Massar prides itself on its dynamic, entrepreneurial culture. Our investment philosophy combines fundamental understanding of individual assets with a quantitative, data-driven process. We build proprietary technology and develop statistical methods to leverage both public and in-house data sets. Our team members possess strong technical skills, a passion for problem-solving, and an intellectual curiosity about financial markets.


ABOUT THE ROLE

We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth.  This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture.  This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.

This position will be based in either our NYC or Stamford, CT offices and is in office Monday through Friday.

 

PRIMARY RESPONSIBILITIES – COMPLIANCE ANALYST

  • Assist the General Counsel with the development, implementation and maintenance of global legal and compliance policies and procedures
  • Manage compliance task deadlines
  • Administer the firm’s Code of Ethics (gift/entertainment requests, conflict disclosures, political contributions, etc.), track certifications and maintain compliance logs
  • Assist with employee and firm trade surveillance
  • Review marketing materials
  • Track investor subscriptions and redemptions
  • Manage the counterparty and vendor diligence process
  • Coordinate with various departments on regulatory filings (SEC, CFTC/NFA, etc.)
  • Assist with NFA Self-Exam and SEC Annual Review

REQUIRED QUALIFICATIONS

  • Bachelor’s degree
  • 1-3 years of compliance experience at an SEC registered investment adviser
  • General knowledge of CFTC and SEC regulatory framework
  • Outstanding attention to detail
  • Team player
  • Ability to work in a fast-paced, dynamic environment

Benefits

  • Base Salary: $100,000 to $115,000/yr plus discretionary bonus
  • Compensation may vary based on skills and experience
  • Comprehensive benefits package including medical, dental, vision, 401(k), insurance, Summer Fridays, and wellness reimbursement.

CONTACT: [email protected]

Top Skills

Cftc
Nfa
Sec
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The Company
HQ: Stamford, CT
12 Employees
Year Founded: 2015

What We Do

Massar Capital Management, LP (“Massar”) is an alternative investment management company based in Stamford, CT. Massar employs discretionary global macro trading strategies that seek to capture investment opportunities across liquid commodity, foreign exchange, fixed income and equity markets. The firm manages assets on behalf of a diverse range of clients including pension plans, insurance companies, financial institutions, family offices, qualified individual investors, among others. Massar was founded in 2015 by Chief Investment Officer, Marwan Younes. Massar has been recognized by industry publications and peers as a recipient of the following awards: HFM US Performance Awards 2020: Macro Under $1bn HFM US Performance Awards 2021: Macro Under $1bn Hedgeweek US Awards 2020: Best Macro Hedge Fund Investors Choice Awards 2020: Global Macro Fund This profile and any links posted through this profile do not convey investment advice nor are they to be considered an offer of any type with respect to any securities or other financial products. Trading in commodity interests involves a substantial risk of loss. Past Performance is not indicative of future returns.

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