The Role
Department: Compliance
Position Overview
- Advise on compliance matters relating to Physical Commodities trading
- Assist with the management of the operational, reporting, and risk related elements of the Compliance program
- Track, react to, and advise on global physical commodities and financial regulations, including REMIT, REACH, CBAM
- Assist with counterparty, vendor, broker, product, and new markets onboarding processes
- Assist with oversight of regular filing and reporting requirements.
- Perform risk assessments, including conduct, financial crime, and money laundering risk assessments and remediate any potentially significant risks
- Assist with the broader compliance program, including developing policies, monitoring adherence to these policies, and performing focused thematic reviews on Metals related topics
Required Qualifications:
- 3 + years Compliance advisory with physical commodities experience (metals experience preferential)
- Dealing with regulatory requests and fielding queries
- Experience reviewing surveillance escalations
- Developing and implementing appropriate compliance program, including policies/procedures/systems/training
- Experience of setting up and obtaining required licenses
- Financial Knowledge
- Overall Compliance systems experience
- Communication in English
Similar Jobs
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.
Success! Refresh the page to see how your skills align with this role.
The Company
What We Do
Squarepoint Capital is a leading global investment management firm that develops quantitative investment strategies to achieve high quality returns for our clients. We are a data and technology driven firm who specialize in developing automated trading systems that execute across global financial markets.
