AVP, Internal Audit

Reposted 20 Days Ago
Be an Early Applicant
San Diego, CA, USA
In-Office
85K-140K Annually
Mid level
Fintech
The Role
The AVP of Internal Audit manages the annual audit plan, assesses controls, conducts compliance tests, writes reports, and trains staff in a fintech environment.
Summary Generated by Built In
Axos Bank

Target Range:

$85,000.00/Yr. - $140,000.00/Yr.

Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education.

Eligible for an Annual Discretionary Cash Bonus Target: 5%

Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 5%

These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.

About This Job

The AVP, Internal Audit role is a leadership position responsible for executing high-impact audits, influencing audit strategy, and developing audit talent. This role is a key driver of technology-forward audit innovation, helping Axos Bank harness AI, data modeling, and advanced analytics to elevate audit quality and efficiency.
This role partners closely with senior management, regulators, and the Audit Committee and helps shape how key risks are identified, evaluated, and communicated. This position is ideal for experienced auditors who want to balance hands-on execution with leadership, strategy, and mentorship in a modern banking environment — especially those eager to lead the integration of AI and data-driven methodologies into audit practices.

Responsibilities:

  • Plan, scope, and execute complex audits included in the annual risk-based audit plan, with emphasis on technology and data
  • Lead audit fieldwork, ensuring conclusions are well-supported and clearly documented
  • Write high-quality audit reports and present results to management and the Audit Committee
  • Oversee the design and execution of data-driven audit testing strategies, including automated controls testing and continuous monitoring
  • Serve as a liaison during regulatory examinations
  • Conduct special reviews and investigations at the request of senior leadership
  • Train, coach, and develop audit staff — with a focus on building data literacy and AI fluency across the team
  • Drive the adoption of AI-enabled analytics, audit automation platforms, and data modeling tools to advance the Internal Audit function
  • Evaluate emerging technology risks (e.g., AI/ML model risk, cybersecurity, digital platforms) and integrate them into the audit plan

Qualifications:

  • Bachelor's degree in Accounting, Finance, or a related field​​; advanced degrees or coursework in Information Systems, Data Science, or Computer Science a strong plus
  • Experience executing and overseeing audits in a regulated or complex environment​
  • Demonstrated experience leading audit engagements and mentoring staff​Proven track record leveraging data analytics, software tools, or AI-enabled technologies in an audit or risk context
  • 4+ years of experience in internal audit, public accounting, or finance​
  • Strong risk assessment, scoping, and analytical skills​
  • Ability to communicate complex issues clearly to senior stakeholders​
  • Strong judgment, ownership mindset, and leadership presence​
  • Deep experience leveraging data analytics tools hands-on familiarity with AI-driven audit platforms and data modeling techniques
  • Ability to evaluate AI/ML model risk and integrate technology risk into audit strategy
  • CPA, CIA, CISA or technology-related certifications (e.g., CDPSE, CRISC) highly valued
  • Banking or financial services experience
  • Regulatory exam interaction experience
  • Familiarity with audit automation platforms, advanced analytics, or AI-driven risk assessment​
  • Experience auditing AI/ML systems, data governance frameworks, or software development processes
  • Background in or exposure to model risk management, cybersecurity auditing, or digital product risk

Axos Employee Benefits May Include:

  • Medical, Dental, Vision, and Life Insurance

  • Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year)

  • HSA or FSA account and other voluntary benefits

  • 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan

  • Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading

About Axos

Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers.

Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).

Learn more about working at Axos

Pre-Employment Background Check and Drug Test:

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

Equal Employment Opportunity:

Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws.

Job Functions and Work Environment:

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.

The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

E-Verify and Right to Work Notices

Axos participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States. The E-Verify program is an internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services.

IER Right to Work Poster (English/Spanish)

E-Verify Participation Poster (English/Spanish)

Skills Required

  • Bachelor's degree in accounting, finance, or related field
  • CPA, CIA, or CISA
  • 4+ years of experience in an auditing and/or finance role
  • Experience at a public accounting firm (Big 4 preferred) or large public company
  • Strong project scoping, process documentation, control testing, gap analysis, and remediation management experience
  • SOX experience
  • Banking and/or financial services experience preferred
  • Strong quantitative and qualitative research and analytical skills
  • Working knowledge of regulations related to banking and financial services

Axos Bank Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Axos Bank and has not been reviewed or approved by Axos Bank.

  • Healthcare Strength Health coverage includes medical, dental, and vision with multiple plan choices, plus HSA/FSA options and an Employee Assistance Program. Employer HSA contributions and extras like pet insurance and onsite fitness centers at some locations expand the wellness offering.
  • Leave & Time Off Breadth Time off includes around 15 days of vacation for new hires, paid sick leave, and up to 11 company holidays annually. Availability of certain perks and holiday specifics can vary by location or subsidiary, but the baseline PTO/holiday combination is broadly competitive.
  • Retirement Support A 401(k) with company match is offered alongside additional financial programs like a 529 plan, employee mortgage loans, and banking/trading perks. Automatic enrollment and structured matching underscore tangible retirement support for longer‑tenured employees.

Axos Bank Insights

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The Company
HQ: San Diego, CA
1,001 Employees
Year Founded: 2000

What We Do

Axos is a technology-driven financial services company providing a diverse and ever-growing range of innovative products and services for personal, business and institutional clients nationwide. Powered by exceptional team members, a clearly defined set of values and a culture that is both meritocratic and self-governing, we are transforming banking as we know it. Our mission is summed up in two words: Banking Evolved. Banking Evolved means providing products and services that are technologically superior to our competitors and that offer our customers an unbeatable value proposition. Banking Evolved means continuously innovating and excelling in the following areas: • The incubation, creation and deployment of new businesses and tools that best serve our customers; • The evolution, optimization, delivery, distribution and marketing of our products; • The harnessing of data and technology to manage our business most effectively and efficiently; and • The development and engagement of our team members. To be part of the Axos team is to live our values as your own, to work with a strong sense of individual purpose and to embody a commitment to the shared success of our business. As a meritocracy, we believe that success is earned. We reward individuals on the basis of their achievements. As a self-governing organization, we derive strength from the internal resourcefulness of each individual. We emphasize independence, goal-setting and personal accountability.

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