The Role
Lead the Transaction Monitoring function ensuring timely review of alerts, compliance testing, documentation review, and support regulatory obligations in a financial services context.
Summary Generated by Built In
Who are we?
We are ADDX, the entry point into private markets, and we aim to democratize private market investments. As a team, we strive to build a future where everybody can access financial ecosystems easily, fairly, and safely. Our team’s belief is real economies benefit when capital flows freely and efficiently, especially in the private market space.
Why join us?
· We have built the world’s first fully regulated platform for digital securities, licensed by the Monetary Authority of Singapore (MAS).
· ADDX is a global private market exchange headquartered in Singapore. To date, ADDX has listed more than 60 deals on its platform and worked with blue-chip names such as Hamilton Lane, Partners Group, Investcorp, Singtel, UOB, CGS-CIMB, as well as Temasek-owned entities Mapletree, Azalea, SeaTown and Fullerton Fund Management.
. The full-service capital market platform has raised a total of US$140 million in funding since its inception in 2017.
· We are backed by companies such as Singapore Exchange (SGX), the Stock Exchange of Thailand (SET), Temasek subsidiary Heliconia Capital, Japan Investments Corporation, the Development Bank of Japan (DBJ), UOB, KB Securities, Tokai Tokyo Financial Holdings and Hamilton Lane.
We are growing, and we are looking for talented individuals to join our team and take us forward as the leader of the private market. If you believe in a future of fair financial markets, just like we do, we’ve been waiting for you at ADDX.
We are seeking an experienced and proactive Compliance Manager / Analyst to lead the day-to-day operations of the Transaction Monitoring function. This role is critical in ensuring timely review and resolution of alerts, maintaining robust compliance testing frameworks, and supporting regulatory obligations.
The role also includes conducting compliance testing and to support broader compliance initiatives including licensing projects and regulatory submissions.
Transaction Monitoring & Investigations
- Perform daily reviews of transaction monitoring alerts to identify potentially suspicious activity.
- Investigate and analyze alerts, ensuring timely disposition and documentation.
- Escalate cases for further review and assist in the preparation of Suspicious Transaction Reports (STRs).
- Support scenario tuning and threshold calibration of transaction monitoring systems.
Compliance Testing & Documentation Review
- Conduct periodic compliance testing across all regulatory compliance areas, including AML/CFT, CDD/KYC, market conduct, Representative Notification Framework (RNF) and licensing obligations, and transaction monitoring processes.
- Review documentation across all compliance domains to ensure completeness, accuracy, and alignment with internal policies and applicable regulatory requirements.
- Identify gaps or deficiencies in controls, documentation, and operational processes, and recommend appropriate corrective actions.
- Maintain comprehensive testing records and prepare reports for senior management, internal audit, and regulatory inspections.
Licensing & Regulatory Projects
- Support compliance-related licensing applications and renewals, including preparation of documentation and coordination with internal stakeholders.
- Assist in drafting and reviewing submissions under relevant regulatory frameworks
- Track regulatory obligations and ensure timely updates to internal compliance frameworks and taxonomies.
Policy, Training & Strategic Initiatives
- Assist in updating AML/CFT policies, procedures, and workflows.
- Monitor regulatory developments and industry best practices related to AML, CDD, and Capital Markets Services (CMS) licensing matters.
- Participate in cross-functional projects related to system upgrades, automation, and process improvements.
Requirements:
- Minimum 5 years of relevant experience in compliance testing, AML, or transaction monitoring within financial services or fintech.
- ICA Diploma / CAMS / CGSS certification will be advantageous
Due to our limited capacity, we regret that only shortlisted candidates will be notified.
Top Skills
Aml
Cdd
Compliance Monitoring Systems
Kyc
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The Company
What We Do
ADDX is an investment platform that offers access to world-class private market investments in fractions made possible with blockchain technology.
Private markets have always been exclusive to the ultra-wealthy and institutional investors, for no other reason than being set up that way.
Today’s technology has already revolutionised investing for the masses, democratising access to the public markets. Yet private markets continue to be out of reach for many.
We just don’t think that’s fair.
ADDX is here to change that. We believe in making investing fairer, and creating ways for investors to tap into wealth-generating possibilities, at lower, more accessible minimums.
We want to empower investors to open new doors in their financial future, and be a part of the revolutionary change in private markets and beyond.
Download our app today to start your private market investing journey - https://www.linkedin.com/redir/suspicious-page?url=https%3A%2F%2Fuqr%2eto%2Faddx%2e
