Associate_Corporate Secretarial support

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Mumbai, Maharashtra, IND
Hybrid
Fintech • Financial Services
Together, we fight to ensure a more secure future for millions more Americans.
The Role

Associate - Corporate Secretarial Support - IN
The role is responsible for supporting the stakeholders on corporate secretarial matters including but not limited to supporting on Board-related processes, regulatory filings, maintaining repository, analyzing PIR filing requirements, performing reconciliations on legal entity management system & other adhoc activities
Key Responsibilities and Duties

  • Working with stakeholders on Board-related processes, regulatory filings, maintaining repository, analyzing PIR filing requirements, performing reconciliations on legal entity management system & other adhoc activities
  • Must be prepared to work and provide U.S. daytime support to meet critical deadlines, as requested.

Educational Requirements

  • University (Degree) Preferred

Work Experience

  • 2+ Years Required; 3+ Years Preferred

Physical Requirements

  • Physical Requirements: Sedentary Work


Career Level
6IC

Position Summary:  Describe below the primary purpose and function of this job

  • In this role, you will have the opportunity to support the Office of the Corporate Secretary (‘OCS’) team in the U.S. with subsidiaries’ governance including but not limited to managing virtual meetings of the Board & Committees, maintaining up-to-date corporate records, managing legal entities’ information on CSC, performing reconciliations, providing advisory & support on other governance related matters of the organization.

Key Duties & Responsibilities

  • Supporting the OCS team with subsidiaries’ governance for multi-jurisdictional entities (primarily U.S.) and, through that support, ensuring TIAA’s compliance with various regulations and legal standards.
  • Coordinating virtual meetings of Board & Committees including preparing, reviewing and assembling materials to be used in meetings, engaging with directors, management & the members of the OCS team on such board related matters.
  • Maintaining up-to-date corporate records including charters and bylaws, Board and Committee meeting materials and minutes and other business critical documents.
  • Performing in depth analysis and review of investments made by TIAA / Nuveen to determine Preliminary Information Report (‘PIR’) filing requirements with New York State Department of Financial Services (‘NYDFS’), preparing/coordinating information for internal or external reports.
  • Managing TIAA’s legal entity management system, performing reconciliations to ensure the legal entities’ information is kept up to date at all times.
  • Liaising with our partners in the Asia Pacific, Europe and U.S. regions as well as with auditors and external legal advisers.
  • Performing other related tasks and support ad hoc projects as necessary.

Management/Leadership Responsibility: 

  • NA

Budget Responsibility:

  • NA

Impact of Role

  • Regulatory

Area of Impact - Business

Skills Required

  • ICSI qualified with at least 5-7 years of experience in a similar role;
  • Legal qualifications and experience preferred;
  • Excellent knowledge of governance best practices, relevant issues, statutory requirements and regulations, including Delaware corporate law;
  • Experience in handling similar work with peer firms;
  • Excellent interpersonal, written and verbal communication skills;
  • Ability to work in a challenging environment and meet significant deadlines consistently;
  • Methodical attention to detail and accuracy, analytical, result oriented & problem solver with strong work ethics;
  • Team player with excellent collaborative and organizational skills;
  • Flexibility to work during Eastern Standard Time, as necessary;
  • Familiarity with investment products, including private equity investment vehicles and mutual funds, will be considered an advantage;

Functional Knowledge Required

  • Prior working experience of any legal entity management system (GEMS, CSC or similar) will be considered an added advantage.
  • Proficient in Word, PowerPoint, Excel and Outlook.

Job Requirements And Qualifications

Required Education:

BA/BS

ICSI qualified

Preferred Education:

Masters

LL.B

Required Experience:

5-10 years

In Domain experience

Preferred Experience:

5-10 years

Overall

Hiring Preference

Shall be supporting US client, typically working hours :

(12PM IST to 8 PM IST)

(2:30 AM EST to 10:30 AM EST)

Required Licenses/Certifications:

Other

ICSI qualified

Related Skills

Accountability, Adaptability, Collaboration, Communication, Continuous Improvement Mindset, Dealing With Ambiguity, Detail-Oriented, Executive Presence, Legal Expertise/Advisory, Relationship Management

_____________________________________________________________________________________________________

Company Overview

TIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent, reduce risk by insourcing key platforms and processes, as well as contribute to innovation with a focus on enhancing our technology stack. TIAA Global Capabilities is focused on building a scalable and sustainable organization , with a focus on technology , operations and expanding into the shared services business space.

 
Working closely with our U.S. colleagues and other partners, our goal is to reduce risk, improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity.

We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.

Accessibility Support

TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.

If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team: 

Phone: (800) 842-2755

Email: [email protected]

Privacy Notices

For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click here.

For Applicants of TIAA, Nuveen and Affiliates residing in California, please click here.

For Applicants of TIAA Global Capabilities, click here.

For Applicants of Nuveen residing in Europe and APAC, please click here.

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The Company
Charlotte, NC
0 Employees
Year Founded: 1918

What We Do

Every worker deserves a secure retirement. For more than 100 years, weʼve delivered it for millions of people—and weʼre not done yet. Founded to help educators retire with dignity, today weʼre a market-leading retirement company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our clients and the many Americans who need us. And weʼre hiring. When you work at TIAA, youʼre making a difference in the lives of our clients. Weʼre always on the lookout for great people to become part of our coalition of champions and are committed to providing equal opportunity across all employment practices as we believe our employees have a right to a diverse and inclusive workplace. Join our team today in the fight to help more people to and through retirement.

Why Work With Us

TIAA provides financial security for millions and offers our employees opportunities to grow in a culture that embraces diversity, innovation, and high performance.

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