Primary Responsibilities
- Support AML, Control & Monitoring team in conducting transaction per established controls & monitoring plan and as required
- Conduct first level KYC reviews on a sample basis as per set plan
- Assist in the completion of AML screening/ CRA, transactions monitoring and other controls activities as required
- Assist in complying with policies and procedures, identifying areas for improvement and implementing corrective actions as necessary.
- Assist with risk management process for the company, identifying and assessing potential risks.
- Assist with audits to ensure compliance with procedures, rules, and regulations and identify any non-compliance issues
- Organize appropriate risk reporting internally and externally, ensuring compliance with AML and CFT regulations.
- Work in collaboration with the corporate team on the incorporation documents of new setups, draft, and review board minutes, and oversee day-to-day administration of portfolio clients regarding AML, transfer agency, and corporate duties.
- Deal with banks and all regulators as required, maintaining open communication, and ensuring compliance with regulatory requirements.
- Maintain good relationship with key stakeholders and provide good customer service
- Perform any other cognate duties.
Qualifications and Profile Required:
- Bachelor's degree in law, finance, business administration, or related field.
- Minimum of 3-4 years of experience in compliance, risk management, or related roles, preferably in the financial services industry.
- Take ownership in self-development.
- Understanding of interrelationship between own tasks and jobs of others.
- Demonstrate level of competency in the skills and knowledge as required.
- Understanding of anti-money laundering regulations and compliance requirements.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders.
What We Do
Krypton Fund Services (‘Krypton’) is a new professional boutique fund services company with a sole purpose of providing Excellent Client Service. The core of our business is Client Focus with service and accountability as the framework of everything we do. We pride ourselves on a very client-centric approach that is not a cookie cutter offering.
Our platform provides regulatory reporting, fund administration, registrar and transfer agent, project management and setup, to a wide range of family office investment portfolios, investment funds, private and special purpose vehicles operating predominantly in the alternative investment arena.
