Assistant General Counsel - Subpoena Escalation Team - Vice President

Posted Yesterday
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New York, NY, USA
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
Lead responses to complex and escalated third-party subpoenas, court orders, regulatory demands, search warrants, and related legal processes. Review legal requests, coordinate information gathering, advise stakeholders on disclosure risks, draft response materials, prepare witnesses for depositions, maintain matter records, and serve as liaison with government agencies, external parties, outside counsel, compliance, risk, and privacy teams.
Summary Generated by Built In

Help safeguard JPMorganChase by leading the response to the firm’s most complex and escalated third‑party legal demands. As a Vice President, Assistant General Counsel on the Subpoena Escalation Team, you will partner with internal stakeholders and outside counsel to navigate high‑stakes civil, regulatory, and criminal matters across all lines of business and bank products. You’ll drive compliant, timely, and defensible responses to subpoenas, court orders, CIDs, search warrants, and other sensitive legal process while serving as a trusted liaison with government agencies and external parties. This role is ideal for a seasoned lawyer who thrives in a fast-paced environment, brings sound judgment under pressure, and communicates with clarity to varied audiences.
 

As a Vice President, Assistant General Counsel on the Subpoena Escalation Team you will work independently and with outside counsel to represent the firm in handling and responding to a high volume of complex and escalated civil, regulatory, and criminal third-party subpoena matters across JPMorganChase (“JPMC”) lines of business and concerning all bank products. You will be responsible for complying with subpoenas and other legal correspondences such as grand jury subpoenas, regulatory CIDs, Search Warrants, National Security Letters, IRS asset discovery summonses, civil subpoenas, deposition notices for record certification as well as person most knowledgeable (PMK) depositions served to JPMC. In this role you will be expected to act as a liaison between JPMC and the party whom issued the subpoena. Thus, strong communication skills and adaptability depending on your audience is also a key requirement to this role. You will work with various state and federal agencies, along with in-house attorneys from various lines of business and all litigation practice groups when needed, on a wide range of issues related to such documentation and gathering of information. You will have a strong legal background, effective and confident communication skills, excellent research and analytical skills, and the ability to effectively manage a high volume of subpoena-related matters in a fast-paced environment. 

The Legal Department at JPMorgan Chase & Co. manages legal and other risks, advises on products and services, interprets laws and regulations that impact the firm, and advises the firm on other matters.  Our global team is made up of about 2,000 lawyers and legal professionals with a reputation as thought leaders who deliver best-in-class services. As trusted advisors, we help the firm’s clients while also safeguarding the integrity of the firm.  We are committed to a culture of inclusivity and belonging, where people can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we would like to hear from you.

Job Responsibilities:

  • Review and analyze third-party subpoenas, court orders, and other legal documents to determine the required response.
  • Coordinate with internal departments to gather necessary documents and information and ensure timely and accurate compliance with all legal requests.
  • Ensure all responses to subpoenas and legal requests comply with federal, state, and local laws, as well as bank policies and procedures.
  • Prepare witnesses for and defend appearances, including depositions, in civil, criminal, and regulatory matters.
  • Maintain up-to-date knowledge of relevant laws and regulations affecting subpoena compliance and information disclosure.
  • Prepare and maintain detailed records of all subpoenas and legal requests received and processed.
  • Draft and review response letters, affidavits, and other necessary documentation.
  • Identify potential risks associated with information disclosure and develop strategies to mitigate those risks.
  • Advise internal stakeholders on legal risks and best practices related to subpoena compliance.
  • Act as the primary point of contact for external parties (e.g., law enforcement, regulatory agencies) regarding subpoenas and legal requests.
  • Collaborate with the bank’s compliance, risk, and data privacy teams to ensure cohesive and compliant responses.

Required qualifications, capabilities, and skills

  • Juris Doctor (JD) from an accredited law school.
  • Member in good standing of the [State] Bar.
  • Minimum of 5 years of experience in legal practice, with a focus on subpoena compliance, litigation, or regulatory compliance in the banking or financial services industry.
  • Strong understanding of federal and state laws regarding subpoena compliance and information disclosure.
  • Excellent analytical, organizational, and communication skills.
  • Ability to manage multiple tasks and meet deadlines in a fast-paced environment.
  • High ethical standards and the ability to handle sensitive and confidential information with integrity.
  • Proficiency in legal research tools and Microsoft Office Suite.

Preferred qualifications, capabilities, and skills

  • Experience working in-house at a financial institution.
  • Familiarity with electronic discovery (eDiscovery) processes and technology.

All candidates for roles in the Legal department must successfully complete a conflicts of interest clearance review prior to commencement of employment.
 

About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process. 

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

With large, global operations, the Legal team tackles complex issues and helps shape the regulations that affect the businesses. The group is organized into practice groups that align with the lines of business and corporate staff areas, which encourages collaboration on legal, regulatory and business developments as they arise.

Skills Required

  • Juris Doctor degree from an accredited law school
  • Member in good standing of the applicable state bar
  • At least 5 years of legal practice experience focused on subpoena compliance, litigation, or regulatory compliance in banking or financial services
  • Strong understanding of federal and state laws regarding subpoena compliance and information disclosure
  • Excellent analytical, organizational, and communication skills
  • Ability to manage multiple tasks and meet deadlines in a fast-paced environment
  • High ethical standards and ability to handle sensitive and confidential information with integrity
  • Proficiency in legal research tools and Microsoft Office Suite
  • Experience working in-house at a financial institution
  • Familiarity with electronic discovery processes and technology
  • Successful completion of a conflicts of interest clearance review

JPMorganChase Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about JPMorganChase and has not been reviewed or approved by JPMorganChase.

  • Healthcare Strength — Health coverage is considered comprehensive, including medical, dental, and vision, alongside wellness and mental health resources. Some locations add onsite health centers and related wellbeing support.
  • Retirement Support — Retirement offerings include a 401(k)-type savings plan and related financial benefits, with options such as employee stock purchase participation. Financial planning resources are also highlighted to support long-term savings.
  • Parental & Family Support — Paid parental leave of 16 weeks for birth or adoption is available for all parents. Child care and back-up child care resources further reinforce family support.

JPMorganChase Insights

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The Company
HQ: New York, NY
289,097 Employees
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products. Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com. ©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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