We are looking for a Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!
What Will You Do:
- Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm wide guidelines.
- Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures.
- Preparing compliance certificates and compliance reports either internally for managers or externally for clients and regulators.
- Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions and helping resolving issues.
- Maintaining and continuously improving portfolio compliance related procedures and controls.
- Taking a lead role in projects that vary in scope and size.
What You Bring:
- A Passion for Compliance – You have two to five years of experience in Asset Management performing a compliance related function.
- Risk Intelligent Mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
- A Passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
- Critical Thinking – You possess an analytical mindset and like to solve problems.
- Curiosity – You are inquisitive and are not afraid to ask questions.
- Collaborative Communication – You communicate effectively and have a collaborative sprit that helps you to work well with others.
- Project Management – You have strong project management skills.
- Organization - You are organized and can manage multiple tasks and interruptions.
- Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.
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For a closer look at how you can build your career with us, we invite you to explore cclgroup.com.
CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age. We are committed to providing an inclusive, accessible recruitment and selection process. We welcome and encourage applications from people with disabilities. Accommodations are available on request for candidates taking part in all aspects of the recruitment and selection process. Please contact [email protected] if you require accommodation.
Your application will be reviewed by a member of the hiring team - AI is not used in the screening, assessment or selection of applications at this time.
Skills Required
- Two to five years of experience in asset management performing a compliance-related function
- Solid understanding of portfolio compliance and broader risk management
- Strong attention to detail, accuracy, and timeliness
- Analytical and critical-thinking skills
- Effective collaborative communication skills
- Strong project management skills
- Ability to manage multiple tasks and interruptions
- Advanced computer skills, especially Microsoft Excel
- Ability to learn new systems and tools quickly
- Charles River experience
What We Do
Connor, Clark & Lunn Financial Group is a Canadian privately owned and employee-owned asset management firm. Through a multi-boutique platform and affiliated investment teams, it provides traditional and alternative investment products and services to individuals, institutional investors, and advisors. The firm offers strategies including equities and fixed income, operating across Canada, the United States, the United Kingdom, and India. Its entrepreneurial structure supports innovation and scalable investment solutions for clients worldwide.
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