The Role
The role involves onboarding new clients by reviewing documentation, conducting AML/KYC checks, and coordinating with the Investment Management and Operations Departments on regulatory matters.
Summary Generated by Built In
Work as part of the team to ensure the timely and accurate onboarding of new clients
Key Responsibilities
- Review and approve new client documentation including carrying out relevant AML/KYC/ Identity checks.
- Ensure correct escalation routes are adhered to when dealing with higher risk or complex cases.
- Provide guidance (within the scope of your personal regulatory knowledge and training) to the Investment Management and Operations Departments in relation to regulatory requirements and relevant JM Finn policies and procedures.
- Ensure all team queries and tasks are dealt with in a positive and timely manner.
- In addition to the above functions, employees are required to carry out such other duties as may reasonably be requested.
Skills, Knowledge and Expertise
- Minimum of 2 years work experience within the relevant field and be able to demonstrate transferrable skills and behaviours.
- GCSE Grade C English & Maths
- Communication – both written and oral
- Problem Solving / ability to use one’s own initiative.
- IT/relevant systems knowledge
About
By simplifying the financial challenges that investors face, JM Finn aims to protect and nurture wealth across generations.Wealth challenges come in many different shapes and sizes and often when one least expects it; by putting an investment manager as the main point of contact, we look to develop long term relationships with clients of all ages to guide them through the complex world of investing, so that their wealth can last generations. We offer support to first time investors, wealth planning advice, investment structuring guidance and pension planning.Our personalised services have helped us grow the number of clients we help. Today, this represents over £10 billion of assets on behalf of close to 20,000 investors across our five offices in London, Bristol, Bury St Edmunds, Winchester and York.
Skills Required
- Minimum of 2 years work experience in relevant field
- GCSE Grade C English & Maths
- Strong communication skills, both written and oral
- Problem-solving skills and initiative
- Knowledge of IT and relevant systems
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The Company
What We Do
JM Finn is a leading wealth management firm that provides personalized investment and portfolio management services. By simplifying complex financial challenges, the firm aims to protect and nurture wealth across generations. With a focus on building long-term relationships based on trust, JM Finn offers comprehensive support, including wealth planning, investment structuring, and pension advice, to a diverse range of private clients, charities, and professional intermediaries across the UK.
