The AML-CTF Compliance team is a part of the Continental Europe (ex-France) Compliance function and has global and regional responsibility over AML-CTF and compliance matters.
The AML-CTF Compliance Intern will provide support to the MLRO / RC in all matters relating to effective implementation of an AML-CTF governance framework for the Luxembourg branch and the Funds. The responsibility would include, without limitation, the following:
KYC / risk assessment:
- Perform AML-CTF compliance checks on the delegate investment managers, administrative agents and global distributor
- Perform AML-CTF risk assessment and prepare country risk assessment report
Oversight of delegates:
- Perform ongoing oversight and annual due diligence on the delegates (transfer agents and investment managers)
- Review periodic KPI reports received from the transfer agents
- Respond to ongoing requests and escalations from transfer agents
Reporting:
- Support in preparation and submission of regulatory reports, filings, questionnaires, surveys
- Support in preparation of internal governance reports, group reports
- Support in collection of information and documents for audit / ad-hoc requests
- Maintaining the Beneficial Owners Registers for the Funds
Screening and monitoring:
- Perform batch screening and sanctions screening checks using World Check tool and open source
- Perform transaction monitoring and cluster munition checks based on information provided by the service providers
Training:
- Organization and deployment of AML-CTF training program for all staff located in Continental Europe
Skills and experience required
The successful candidate will have the following experience and profile:
Educational background- Master’s degree with majors in Compliance, Risk, Internal Control or Law
- ACAMS / Compliance certification is an advantage
- Quick learner capable of taking ownership of responsibilities
- Strong analytical skills with attention to detail
- Ability to work independently with limited supervision
- Be a team player
Top Skills
What We Do
Natixis Investment Managers’ multi-affiliate approach connects clients to the independent thinking and focused expertise of more than 15 active managers. Ranked among the world’s largest asset managers*, Natixis Investment Managers delivers a diverse range of solutions across asset classes, styles, and vehicles, including innovative environmental, social, and governance (ESG) strategies and products dedicated to advancing sustainable finance. The firm partners with clients in order to understand their unique needs and provide insights and investment solutions tailored to their long-term goals.
