Main Responsibilities
- Support front employees (relationship manager) and Senior Management in AML topics
- Implement and supervise compliance to the Swiss anti-money laundering regulation and determine minimum standards for the bank
- Review and clarification of BIS client relationships
- Enforce AML standards and investigate unusual transactions
- Periodical reporting to Line and Senior Management
- Coordinate and cooperate with other Compliance departments within the Group
- Maintain a "Centre of Competence" for AML-topics within the bank
- Coordinate cases including contact to Authorities (FINMA, Money Laundering reporting office and prosecution) as well as analyze, review and monitor such cases
- Monitor complex cases
- Control pending AML-Alerts
- Subject matter expert for AML relevant directions and coordinate consultation procedures
- Conduct compliance trainings for prevention of Money Laundering within the bank and other units of the Group
- Analyze and risk-evaluate significant AML-cases
- First point of contact for revisions in the area of AML
- Lead and manage AML-projects when required
- Coordinate AML internal and external audits
- Responsible for AML-related topics (sanctions, transaction monitoring, PEP reviews, etc.)
Qualifications
- Minimum 5 years experience in Private Banking Compliance
- Minimum 3 years experience in AML Compliance in Private Banking
- Knowledge of Latin American markets would be an asset
- University degree in Law, Economics, or Compliance Degree (DAS or similar)
- Very well versed in Data Analysis
- Knowledge of Swiss AML regulatory framework applicable for Private Banking Compliance
- Knowledge of financial products and regulatory requirements
- Team player
- Suits well in an international environment
- Strong intercultural and interpersonal skills
- Seeks to join a collaborative, dynamic international team and share experience to excel as a team
- Exceptional communication skills
- Very good interpersonal relationship
Skills Required
- Minimum 5 years experience in Private Banking Compliance
- Minimum 3 years experience in AML Compliance in Private Banking
- University degree in Law, Economics, or Compliance Degree (DAS or similar)
- Knowledge of Swiss AML regulatory framework applicable for Private Banking Compliance
- Very well versed in Data Analytics
- Knowledge of financial products and regulatory requirements
- Coordinate cases including contact to Authorities (FINMA, Money Laundering reporting office and prosecution)
- Experience with sanctions, transaction monitoring, PEP reviews
- Strong intercultural and interpersonal skills; exceptional communication skills; team player
- Knowledge of Latin American markets
What We Do
Itaú Unibanco is a global financial services firm and the largest private sector financial institution in Latin America. Headquartered in São Paulo, Brazil, Itaú is a full-service financial institution that offers a complete spectrum of financial products and services to a broad range of clients, from individuals to the most sophisticated institutional investors. Itaú has operations in 19 countries throughout the Americas, Asia, Middle East and Europe. In the United States, Itaú has offices in Miami and New York with three lines of business offering a broad range of corporate investment, asset management and private banking services. Learn more: - Private Bank (search for "Itaú Private Bank") - Asset Management (search for "Itaú Asset Management") - Corporate & Investment Bank (search for "Itaú BBA") The information contained herein is for reference/informational purposes only, and does not constitute any invitation or recommendation of investments of any kind. The information is provided “as is” and Itaú does not warrant its accuracy, completeness or adequacy, nor does it undertake any obligation to maintain it updated at all times.
