Stephens Benefits Overview

Supports the Compliance Officer by reviewing trading activity, auditing employee system access, maintaining confidential watch lists, preparing 10b18 spreadsheets, responding to regulatory inquiries, and administering the My Compliance Office system. The role also represents Compliance to internal personnel and external regulators, requiring strong analytical, organizational, communication, confidentiality, and process-management skills.

Prepares and reviews GAAP financial statements, consolidations, valuations, debt covenant calculations, distribution waterfalls, and management reports for multiple corporate entities. Coordinates audits, researches accounting and tax issues, improves accounting processes, supports special projects, and communicates financial matters to management, shareholders, auditors, and accounting staff. The role also documents procedures, trains staff as needed, and ensures accurate, timely reporting.

Supports employee benefits account teams by responding to client requests, processing policy and billing information, maintaining agency records, preparing communications and reports, and assisting with RFPs, carrier data collection, quote comparisons, and health plan analysis. Requires strong organization, communication, analytical, multitasking, confidentiality, and Microsoft Office skills, plus a Life and Health insurance license.