FINRA

HQ
Rockville
Total Offices: 19
5,123 Total Employees
Year Founded: 2007
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FINRA Benefits Overview

Compensation + BenefitsCompany CultureWork-Life Balance + WellbeingCareer Growth + Development

Compensation + Benefits

Offers 401(K)

Offers life insurance

Offers supplemental life insurance

Offers accidental death & dismemberment insurance

Offers disability insurance

Offers charitable contribution matching

Offers occupational accident insurance

Offers retiree health & medical

Provides adoption assistance

Provides family medical leave

Provides fertility benefits

Offers childcare benefits

Offers generous parental leave

Offers dental insurance

Offers health insurance

Offers mental health benefits

Offers dependent care

Offers Flexible Spending Account (FSA)

Offers vision insurance

Offers Health Savings Account (HSA)

Offers performance bonuses

Offers employee discounts

Company Culture

Provides commuter benefits

Provides a mobile phone discount

Provides free snacks and drinks

Offers legal assistance

Utilizes a flexible work schedule

Offers a remote work program

Offers diversity-based Employee Resource Groups

Work-Life Balance + Wellbeing

Offers company-sponsored outings

Offers gym membership

Offers an Employee Assistance Program (EAP)

Offers generous PTO

Provides paid holidays

Provides bereavement leave

Offers unpaid extended leave

Offers paid volunteer time

Provides paid sick days

Provides military leave

Career Growth + Development

Provides customized development tracks

Job training & conferences

Provides tuition assistance

Recently posted jobs

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Financial Services
Leads and advises on complex, novel, and high-risk membership applications; identifies regulatory and industry risks; develops regulatory strategies; guides analysts; engages member firms; supports training and quality reviews; and mentors staff. The role requires strong securities-industry knowledge, risk analysis, communication, research, quantitative, presentation, and leadership skills, along with at least five years of securities, compliance, or financial regulatory experience.
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FINRA

Principal Analyst, Risk Monitoring

14 Hours AgoSaved
Hybrid
14 Locations
Financial Services
Conducts risk monitoring and ongoing assessments of FINRA member firms, including complex and elevated-risk firms. Analyzes regulatory intelligence, financial and external data, business models, and industry risks; develops recommendations and regulatory responses; collaborates with internal and external stakeholders; leads special projects and technology initiatives; and mentors junior staff. Requires strong knowledge of securities regulations, FINRA risk fundamentals, financial analysis, U.S. GAAP, and relevant industry risks.
Financial Services
Provides operational and functional support for CRED applications through reporting, data analysis, application monitoring, testing, issue resolution, and requirements gathering. Collaborates with business, technology, vendor, and internal stakeholders to resolve complex issues and improve processes. Maintains user entitlements, performs access audits, investigates data discrepancies, supports information governance, and contributes to application stability and compliance.
see all jobs at FINRA