Capital Benefits Overview

Plan and execute control testing across operational and tech risk domains, assess high-risk areas (onboarding, AML, payments, data protection), identify control gaps, manage issue remediation, engage first-line stakeholders, maintain control library and issues register, prepare testing reports and audit documentation, and support annual control testing planning.

Perform daily and monthly bank reconciliations; process accounts payable and receivable; support month-end close with reconciliations and schedules; assist in preparing financial statements and reports; ensure accurate data entry and documentation for audits.

Drive compliance operations for an Australian OTC-derivatives business under AFSL, ASIC, and AML/CTF requirements. Responsibilities include overseeing KYC/AML onboarding, maintaining policies and compliance registers, supporting regulatory and audit requests, testing controls, conducting risk assessments, driving remediation, and preparing board and committee reports. The role requires financial-markets compliance experience, strong regulatory knowledge, analytical ability, and confident stakeholder communication.