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As a Senior Compliance Analyst at M1, you will play a critical role in ensuring company compliance with all applicable laws and regulations. Your responsibilities will include providing guidance on regulatory matters, responding to regulatory inquiries, and reviewing marketing materials to ensure compliance with FINRA and SEC regulations.

As a Compliance Advisor at M1, you will play a critical role in ensuring compliance with all applicable laws and regulations. You will provide guidance on regulatory matters, respond to inquiries and audits, review marketing materials, and communicate complex information effectively to stakeholders. This position requires strong communication skills, interpersonal abilities, and experience in financial services compliance.