Head of Investment Management Controls

Posted 26 Days Ago
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London, Greater London, England, GBR
In-Office
Expert/Leader
Fintech • Financial Services
The Role
Lead and enhance the first-line Investment Management control framework, manage BAU enquiries, monitor governance and FO investment guidelines (including SFDR), produce MI, maintain IM procedures, liaise with 2LOD/3LOD, oversee incident investigation and remediation, and support strategic/mandatory change and Investment Oversight recommendations.
Summary Generated by Built In

The Value of Active Minds
 

About Jupiter

Jupiter is one of the UK’s leading investment management companies with just over 500 employees and £73.7 billion worth of assets under management (as at 30th June 2026). 

Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub-advised funds. Jupiter has experienced a period of international growth with offices open in EMEA and APAC.

The majority of our employees are based in our London office located just minutes from Victoria station which provides stair-free access from both the Underground’s Victoria line and National Rail platforms, as well as limited road crossings to the Jupiter office. Our London office was designed to encourage employees to live active, healthy lives with floor-to-ceiling windows that allow for greater natural light and the benefit of a private balcony, table tennis room, cycle storage and on-site shower and locker facilities. The short distance to Green Park and St James' Park also provides employees with a natural space to relax during their lunch break and a healthy alternative to office-based meetings. 

We offer our UK employees a 3:2 hybrid working arrangement where Tuesdays, Thursdays and a third day of your choice are worked from the office. The other two days may be worked from home.  This facilitates collaboration and allows employees to maximise productivity whilst maintaining a healthy work/life balance.

Background

This is an exciting opportunity to join Jupiter’s Investment Platform team and take responsibility for the enhancement and management of the first line Investment Management Control framework.

The ideal candidate will leverage their in-depth knowledge of investment products and clear understanding of Front Office controls to create a trusted 1LOD function, reporting directly into the Investment Management COO with the support of 2 direct reports.

Key Responsibilities

  • Support the CIO as Senior Manager by ensuring that reasonable steps have been taken and appropriate processes are in place to mitigate key risks across the Investment Management department. 
  • Act as the primary liaison with second line functions including Risk, Internal Audit, Compliance for matters impacting Investment Management. 
  • Managing the IM RCSA process and ongoing monitoring of the control environment, escalating issues to CIO and Head of Investment Platform as necessary.  
  • Owning the management, investigation and remediation of Incidents across Investment Management.  
  • Point of approval for Aladdin access requests across Investment Management. 
  • Managing BAU enquiries or issues from Investment Managers or other departments 
  • Participating and assisting in the implementation of new funds and fund changes including review and input into the documentation aspect of new funds from an IM Controls perspective. 
  • Maintenance, development and embedding of Policies and Procedure documentation across the IM department. 
  • Chair and coordinate the Controls & Governance Forum as a key working group bringing together risk and control departments to review and discuss Investment Management focused issues. 
  • Develop and maintain strong and trusted relationships with investment teams. 
  • Provide an interface with Investment Oversight Committee including the recommendation of new and changes to existing investment policies 

Desired Skills / Experience

  • 10+ years experience in investment management or Internal Audit/controls 
  • Proven track record of successful monitoring and control across the end-to-end trade lifecycle (pre-trade, execution, post-trade) 
  • Efficient management of a small team  
  • Demonstrated ability to understand investment strategy and mandates with investment guidelines design and monitoring 
  • Proven ability to promote collaboration across business/department lines. 
  • Thorough understanding of financial markets, economic trends, and investment vehicles 
  • Exceptional analytical and quantitative skills 
  • Excellent communication and presentation skills 
  • Strong relationships building skills 
  • Knowledge of regulation impacting IM business - SFDR, Consumer Duty, SMCR, FCA Principles and emerging regulatory landscape 
  • Knowledge of Aladdin is desirable 

Additional Role Details

  • This role is subject to the Conduct Rules set by the FCA.

Don’t meet every requirement? At Jupiter we are dedicated to building a diverse and inclusive workplace, so if you are interested in this role, but don’t think your experience aligns perfectly with every listed requirement in the job description, we would encourage you to apply. You may be the right person for this role.

Skills Required

  • 10+ years experience in investment management or internal audit/controls
  • Proven monitoring and control experience across the end-to-end trade lifecycle (pre-trade, execution, post-trade)
  • Experience managing a team (responsibility for two IM COO Support resources)
  • Ability to understand investment strategy and mandates with investment guidelines design and monitoring
  • Thorough understanding of financial markets, economic trends, and investment vehicles
  • Exceptional analytical and quantitative skills
  • Excellent communication and presentation skills
  • Strong relationship-building skills and ability to work with Investment, Risk, Compliance, Internal Audit and Operations
  • Knowledge of regulation impacting IM business (SFDR, Consumer Duty, SMCR, FCA Principles)
  • Role is subject to FCA Conduct Rules and is a certified SMCR position
  • Knowledge of Aladdin
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The Company
HQ: London
575 Employees
Year Founded: 1985

What We Do

Since Jupiter was established in 1985, we have sought to make a positive difference for our clients by helping them achieve their long-term investment objectives through high conviction, active management. From the start we understood the need to create a distinct, entrepreneurial culture that harnessed all areas of the business in the pursuit of this goal. As a new entrant in a competitive market, we wanted our clients to experience, share and benefit from the energy and focus of a young firm, full of talented individuals, eager to distinguish itself as a trusted steward of other people’s money. Now, many years on, we have established ourselves as a leading specialist asset manager precisely because we have retained that agility and drive as we have grown. Our value remains in our people, our ability to adapt quickly to changing markets, and in our willingness to continuously challenge ourselves to deliver the best investment outcome for clients. The Value of Active Minds Curiosity and adaptability are human qualities vital to navigating a world where change is the only constant. We believe that delivering investment excellence requires a balance of diverse thinking, creativity, and a relentless drive to seek enduring investment opportunities. Being exclusively asset management driven, we focus entirely on delivering for our clients. We’re here to make an active difference by looking for opportunities that will be relevant and valued not just today, but in the future. We value independence, individuality, and diverse thinking, with a culture that puts collaboration and a spirit of challenge at its heart. Every day, our people direct their efforts towards creating a better future for our clients, combining human ingenuity with the right technology to provide a high-quality client experience. This is our enduring edge in a world of constant change. This is the value of active minds

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