Position Overview
The incumbent will be primarily responsible for account transfers.
This is an existing vacancy.
Duties & Responsibilties:
- Receive and process incoming and outgoing transfer documents:
- Maintain SLAs of the Account Transfer Department, to include adherence with regulatory body rules (i.e. CIRO rules)
- Clear written and oral communication with branches, Fidelity Clearing, Operational groups and other financial institutions
- QC, initiate, follow-up and complete transfers, Non Aton transfer ins
- Clear, detailed communication on any rejected transfers back to advisors
- Reviewing daily and weekly transfer in and out reports provided by Management
- Ensuring any outstanding transfers are shared with management to make sure they are resolved in a satisfactory timeframe
- Communication with various Operational groups (Recurring Events, Fees Billing, etc.) to ensure transfer outs are actioned properly and efficiently
- Open and distribute Department mail
- Answering the department toll free phone line
- Administer Department email box
Qualifications:
- Basic knowledge of Dataphile, ATON, CDS (Optional)
- 1-2 years Account Transfer experience
- Clear written and oral communication
- Courteous and dynamic customer approach
- Works well within a team environment
- Be rigorous and organized
- Able to multi-task and change focus during the day, depending on volumes
- Provide ideas and suggestions on how to improve the service offering to the team
- Fundcom knowledge an asset
- Bilingualism (French and English) is an asset
- Overtime may be required. Flexibility to assist with overtime as needed
The expected annualized base salary range for this role is $48,000-$60,500.
The actual salary offered will take into consideration a wide array of factors including, but not limited to, the individual’s skill, experience, education and training, and the consideration of internal equity.
Richardson offers a competitive total rewards package in addition to the base pay, which includes a performance-based incentive plan, comprehensive health & dental benefits, a group RRSP matching plan and paid time off.
#LI-Hybrid
If so, we’re ready to invest in you.
Skills Required
- 1-2 years of account transfer experience
- Clear written and oral communication skills
- Courteous and dynamic customer approach
- Ability to work effectively within a team environment
- Rigorous and organized work style
- Ability to multitask and change focus based on workload volumes
- Ability to provide ideas and suggestions for service improvements
- Flexibility to work overtime as needed
- Basic knowledge of Dataphile, ATON, and CDS
- Knowledge of Fundcom
- Bilingualism in French and English
What We Do
Richardson Wealth is a Canadian independent wealth-management firm serving high-net-worth individuals and families through advisory teams across the country. It provides personalized financial planning and investment management, along with estate and legacy planning, retirement strategies, tax planning, insurance solutions, portfolio management and wealth-transfer guidance. The firm emphasizes boutique, client-focused advice, helping clients grow, protect and transition their wealth over time.








