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The Senior Compliance Analyst will partner with business units to ensure compliance with FINRA, SEC, and other regulations. Responsibilities include conducting risk assessments, advising on regulatory changes, performing training, managing compliance documentation, and guiding business objectives to achieve compliance.
The Senior Regulatory Reporting Analyst is responsible for regulatory reporting functions, calculates reserve computations, prepares FOCUS reports, assists with accounting close, and drives process improvement. This role requires independent problem solving, supervising reporting processes, and preparing filings while ensuring compliance with regulations.
The Senior Compliance Analyst will partner with business units to ensure adherence to FINRA and SEC regulations, enhancing compliance processes and conducting risk assessments. Duties include advising management on regulatory changes, training employees on compliance topics, and preparing compliance documentation.
The Senior Regulatory Reporting Analyst will manage regulatory reporting functions, calculating reserve computations, preparing monthly reports, and assisting in audits and examinations. This role demands strong analytical skills and the ability to drive process improvements through automation while collaborating with various teams.
The Business Systems Analyst at Apex Fintech Solutions analyzes user stories and business logic, participates in system implementation projects, oversees functional test plans, and assists with internal training. This role requires technical skills to resolve system issues, particularly in a cloud environment, and involves working collaboratively within agile teams.
The Senior Financial Analyst will handle regulatory reporting functions, including major tasks such as calculating weekly reserve computations, preparing monthly FOCUS reports, and managing compliance with regulatory examinations. This role involves process improvement, team training, and requires a critical thinker with a strong attention to detail and experience in broker-dealer accounting.
As a Senior Business Systems Analyst, you will analyze user stories, assist in system implementations, create test plans, and oversee functional tests while providing leadership to ensure stakeholder satisfaction. You'll dig into data to solve problems and help train staff.
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