Key Responsibilities
- Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade.
- Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities
- Investigate alerts and escalate issues to senior compliance officers when necessary
- Maintain up-to-date knowledge of regulatory changes and requirements across relevant jurisdictions
- Prepare regular surveillance reports for management and regulatory submissions
- Collaborate with portfolio managers and trading teams to provide guidance on compliance matters
- Assist in the development and enhancement of internal policies and procedures related to trade surveillance
- Participate in regulatory examinations and audits as needed
Requirements
Required Qualifications
- Bachelor’s degree in Finance, Economics, Business, or related field
- 5–8 years of experience in trade surveillance, compliance, or risk management within foreign banks or hedge funds
- Strong understanding of hedge fund trading strategies, and experience working in a hedge fund or proprietary trading environment
- Knowledge of regulatory frameworks (e.g., SFC, SEC, CME, FINRA, MiFID II, and other relevant regulations)
- Strong communication skills with ability to interact with traders, portfolio managers, and senior management
Top Skills
What We Do
Infini Capital is a global investment firm with deep Pan-Asia expertise, delivering a diversified platform across private equity, strategic investments, and hedge fund. We blend rigorous risk management, advanced technology, and a hands-on approach—leveraging our balance sheet and strategic partnerships—to generate high-quality, risk-adjusted returns in both public and private markets.
With teams in Hong Kong and Abu Dhabi, we leverage cross-border insights and strong partnerships to access innovation-driven opportunities, especially in emerging technologies and transformative sectors. Our ability to strategically deploy our balance sheet, alongside a focus on long-term relationships, helps clients and portfolio companies navigate dynamic markets and create sustainable value.
At Infini Capital, we are committed to working as a true partner, aligning our strategies with clients’ objectives and leveraging both our financial strength and network to deliver lasting results.
