APAC Securities Operations Settlements is responsible for supporting settlements of equities and fixed income trades for JPM Asia Legal Entities and JPMorgan Affiliates in Asian markets. The team's primary function is to ensure providing accurate settlement related information to the Middle Offices and Client Service Teams and to ensure timely settlement of trades in the market.
If you are driven and have strong knowledge trade lifecycle, securities operations with a combination of controls, regulatory and process improvement methodologies, this could be a role for you.
As a Trade Lifecycle II Associate within Asia Settlements team, you will play a key role in assimilating information, analyzing complex and varied data, and articulating the challenges, solution vision and specific next steps. You will assist the VP to manage the region's Settlements team focusing on controls, regulatory, compliance, change management, and governance.
Job responsibilities:
- Review and ensure that processes and controls are in compliance with applicable local and regional regulations such as Client Money
- Drive process reviews and demonstrate a strong Control and Risk awareness to identify, escalate, control, and mitigate potential issues
- Ensure robust change management process to cover system implementations, new product / client implementations, regulatory and market change, and data and digital tools
- Ensure audit readiness for all operations teams
- Assist in creating governance/business decks to be presented to stakeholders.
- Participate in global and local projects including new business, system enhancements and market rule changes.
Required qualifications, capabilities, and skills
- Bachelor's degree in Business, Accounting, Finance, or Economics
- At least 7 years experience in Banking and Financial Services/ Treasury environment or related function and familiarity with products and services
- Knowledge of the securities industry including lifecycle of a trade, settlement process and broker dealer activities.
- Knowledge of controls, regulations, governance and change management process.
- Ability to create reports and present to differing audiences especially senior stakeholders.
- Ability to organize, lead and collaborate across different groups and regions.
- Strong analytical, prioritization, organizational, multi-tasking, and negotiation skills.
Preferred qualifications, capabilities, and skills
- With intermediate knowledge on the Intelligent Automation Tools (i.e. Tableau, Alteryx, UIPath).
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
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About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
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JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.
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