Senior Compliance Analyst

Reposted 15 Hours Ago
Be an Early Applicant
Gurugram, Haryana, IND
In-Office
Senior level
Fintech • Payments • Financial Services
The Role
The Senior Compliance Analyst will conduct complex ad-hoc analyses, translate business requirements into actionable solutions, and develop reports while collaborating with various teams.
Summary Generated by Built In

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

We are looking for a driven individual with analytical mindset. The candidate should be a motivated team player who can maintain efficiency and accuracy when multitasking. To be a strong candidate for this role, one should possess strong quantitative, analytical, programming, communication and problem-solving skills. The candidate should be collaborative, trustworthy, receptive to feedback, and eager to learn. The candidate will be required to spend major part of their time on ad-hoc analytics, reporting and process reviews with occasional opportunities for advanced analytics projects.

Key Responsibilities
·       Working with Surveillance internal teams and business partners to define and document business requirements

·       Translating business requirements into Solutions

·       Perform and deliver on complex ad-hoc business analysis requests

·       Develop and execute reports for program tracking, model validation, and other information-based solutions support

·       Translate analytic output into understandable and actionable business knowledge

·       Engage Business counterparts to ensure solutions are appropriate as per business requirement and level of readiness

·       Coordinate and prioritize business needs in a matrix management environment

·       Document and communicate results and recommendations to external and internal teams
Required Qualifications
·       Engineering Degree (BE/ BTECH) from a reputed institute

·       4-6 years of experience in analytics

·       Experience with AWS Infrastructure with experience on and knowledge of tools like SageMaker and Athena

·       Strong Python programming, SQL and data manipulation skills

·       Strong quantitative/analytical/programming and problem-solving skills

·       Excellent knowledge of MS Excel, Power point and Word

·       Highly motivated self-starter with excellent verbal and written communication skills

·       Ability to work effectively in a team environment on multiple projects and drive results through direct and in-direct influence

·       Candidate should be willing to learn tools like PowerApps & PowerBI

 
Preferred Qualifications
·       Financial services experience preferred

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Legal Affairs

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Skills Required

  • Engineering Degree from a reputed institute
  • 4-6 years of experience in analytics
  • Experience with AWS Infrastructure and tools like SageMaker and Athena
  • Strong Python programming, SQL and data manipulation skills
  • Excellent knowledge of MS Excel, PowerPoint and Word
  • Excellent verbal and written communication skills
  • Ability to work effectively in a team environment and drive results
  • Willingness to learn tools like PowerApps & PowerBI
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The Company
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets. AREAS OF FOCUS • Family Finances • Retirement Planning Strategies • Wealth Preservation Strategies • Investment Management • Retirement Plan Distribution • Social Security Retirement Benefits • Small Business • Business Retirement Plans • Tax Planning Strategies CONNECT WITH US Phone: 979-417-0563 | 512-873-2527 OFFICE LOCATIONS 8300 N MOPAC EXPY, Suite 100, Austin, TX 78759 107 THIS WAY, Suite A, Lake Jackson, TX 77566 1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792 Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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