Sr Specialist, Institutional Trading (Hybrid)

| Phoenix – Mesa – Scottsdale, AZ
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Your Opportunity
Advisor Services Post Execution is a team of institutional trading professionals who differentiate themselves by combining a passion for service with a deep understanding of trading and post execution.

What you are good at
This position requires each individual to provide a consultative approach to the trading organization's needs. This is accomplished through proactive communication with internal and external partners, supporting the trade desk in complex scenarios, and managing the needs of our advisors after the trade has executed, including but not limited to - allocations, account moves, cancel/rebills, researching inventory breaks, trade errors, etc.

What you have

  • FINRA Series 7, 63, 9 and 10 is required (or have a strong desire to obtain your licenses-materials provided)
  • At least 2-3 years of financial services industry experience
  • Multi financial product experience including Equities, Options, Fixed Income and Mutual Funds.
  • A working knowledge of Trading and Settlement Operations, with back office experience is a plus.
  • Knowledge of Allocation processes and systems.
  • Ability and desire to solve complex trading and settlement issues.
  • Knowledge of Step Out trading and Delivery versus Payment is a plus.
  • Strong customer contact skills, along with excellent interpersonal, verbal, and written communication skills.
  • MS Excel and MS Word skills a plus.
  • Strong organizational skills and ability to multi-task are critical.
  • Must work well in a collaborative team environment, including cross locations.
  • Bachelor's degree or equivalent experience is preferred.


Colorado Compensation Target Total Compensation - $58,700 - $96,900.Your actual pay will be based on your skills and experience -- talk with your recruiter to learn more.

Sr Specialist Institutional Trading Senior Specialist Institutional Trading Sr Specialist Institutional Trading Senior Specialist Institutional Trading
7 63 9 10 FINRA

More Information on Charles Schwab
Charles Schwab operates in the Fintech industry. The company is located in San Francisco, CA and Lone Tree, CO. Charles Schwab was founded in 1973. It has 22335 total employees. It offers perks and benefits such as Flexible Spending Account (FSA), Disability insurance, Dental insurance, Vision insurance, Health insurance and Life insurance. To see all 30 open jobs at Charles Schwab, click here.
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