Senior Manager, Head of Prime Broker Compliance

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Coinbase has built the world's leading compliant cryptocurrency platform serving over 73 million accounts in more than 100 countries. With multiple successful products, and our vocal advocacy for blockchain technology, we have played a major part in mainstream awareness and adoption of cryptocurrency. We are proud to offer an entire suite of products that are helping build the cryptoeconomy and increase economic freedom around the world.

There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for signals that a candidate will thrive in a culture like ours, where we default to trust, embrace feedback, disrupt ourselves, and expect sustained high performance because we play as a championship team. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people with the desire and capacity to build and share expertise in the frontier technologies of crypto and blockchain, in whatever way is most relevant to their role.

This role is for a Senior Manager who will serve as the Head of Compliance for Coinbase’s Prime Broker business. The role can be based in SF, NY, or remote and report directly to the Head of Institutional Compliance. This leader will be responsible for oversight of Coinbase's institutional prime broker business. The mission of this team is to support the creation, growth, and expansion of Coinbase’s prime broker, including development of compliance policies and procedures and related operational processes. This function will be responsible for maintaining close contact with the business and ensuring a culture of compliance within the company. 

What you’ll be doing (ie. job duties):

  • Design and implement compliance program for the prime broker  including creation, maintenance, and implementation of relevant compliance policies and procedures
  • Design and develop a successful partnership with the product and business teams; advise and counsel on compliance risks and operational regulatory requirements
  • Collaborate cross-functionally with the other senior Compliance and Legal roles 
  • Work cross-functionally to implement control infrastructure to support the rollout of new products and service offerings
  • Ensure risk mitigation and continued growth are aligned with the organization's goal
  • Regularly report to senior management on the state of the prime broker compliance program

What we look for in you (ie. job requirements):

  • Ability to collaborate with regulators, financial partners, and internal audit
  • Work in a cross-functional and matrixed environment
  • Understanding of traditional finance and its application to cryptocurrency 
  • Experience advising Product and Engineering teams to consider and operationalize compliance programs
  • Basic understanding and passion for the virtual currency market
  • 10+ years regulatory/compliance experience with experience advising sales and trading functions
  • Thorough understanding of SEC, CFTC, FINRA, and NFA regulations
  • Excellent interpersonal, writing, communication and organizational skills with the ability to work autonomously as well as collaboratively within a team environment.
  • Excellent decision making, analytic and investigative abilities with attention to detail and accuracy.

Nice to haves:

  • Working knowledge  of blockchain technology and crypto market
  • Experience either working inside a financial regulatory agency or managing regulatory compliance programs for a regulated financial institution
  • Prior experience as a CCO

ID: P20337



Commitment to Equal Opportunity

Coinbase is committed to diversity in its workforce and is proud to be an Equal Opportunity Employer.  All qualified applicants will receive consideration for employment without regard to race, color, religion, creed, gender, national origin, age, disability, veteran status, sex, gender expression or identity, sexual orientation or any other basis protected by applicable law. Coinbase will also consider for employment qualified applicants with criminal histories in a manner consistent with applicable federal, state and local law.  For US applicants, you may view Pay Transparency, Employee Rights and Equal Employment Opportunity is the Law notices by clicking on their corresponding links.  Additionally, Coinbase participates in the E-Verify program in certain locations, as required by law.    

Coinbase is also committed to providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process, please send an e-mail to accommodations@ coinbase.com and let us know the nature of your request and your contact information.  For quick access to screen reading technology compatible with this site click here to download a free compatible screen reader (free step by step tutorial can be found here). Please contact accommodations@ coinbase.com for additional information or to request accommodations.

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More Information on Coinbase
Coinbase operates in the Cloud industry. Coinbase was founded in 2012. It has 3700 total employees. It offers perks and benefits such as Volunteer in local community, Open office floor plan, Flexible work schedule, Remote work program, Dedicated diversity and inclusion staff and Mandated unconscious bias training. To see all 124 open jobs at Coinbase, click here.
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