Senior Associate, Risk Control Tester
Center 2 (19050), United States of America, McLean, Virginia
Senior Associate, Risk Control Tester
The Senior Risk Associate Control Tester performs a key risk management role to help ensure that established controls are designed and operating effectively and compliant with corporate standards. We are seeking individuals who appreciate AML risks and processes, while possessing critical thinking and analytical skills to support a quality control program in the AML Data, Infrastructure, and Analysis (DIA) organization. The candidate should have prior experience in Risk or Process Management coupled with experience in Anti-Money Laundering processes.
General Responsibilities:
- Collaborate with control owners to establish test plans for new controls and update existing plans as needed
- Gather documentation, evidence, and previous assessments
- Execute test plans for execution effectiveness while considering design and operational effectiveness of established controls
- Understand how controls are/are not mitigating their associated risk(s)]
- Produce defendable outcomes including comprehensive documentation
- Detail Oriented; Thoroughly document results and communicate with stakeholders
- Document and socialize associated issues for controls with ineffective ratings
- Provide and track recommendations for control improvements that do not affect ratings (e.g. for efficiency gain)
- Support Audits, Quarterly Attestations, and Annual Assessments
- Meet deadlines and self-manage work
- Perform repeatable processes efficiently
- Work independently with little oversight to execute testing
- Work collaboratively with peers to ensure coverage and to advance the testing program
Basic Qualifications:
- High School Diploma, GED or equivalent certification
- At least one year experience in Risk Management or Anti-Money Laundering or Process Management or Quality Assurance
Preferred Qualifications:
- Bachelor's Degree or Military experience
- CAMS certification
- 2 years experience in AML or Compliance
- 2 years experience in Risk Management, Process Management, or Quality Assurance
- 1 year of experience in SQL querying
- 1 year experience managing JIRA stories
- Experience with Google Sheets; (vlookup; IF calculations; Pivot Tables)
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at [email protected] . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to [email protected]
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).