Principal Risk Associate, Risk Management
NYC 299 Park Avenue (22957), United States of America, New York, New York
Principal Risk Associate, Risk Management
The Role:
Commercial Risk is the first line of defense managing Non-Credit risk across the Commercial Bank lines of business, and its Coverage Officers are accountable for managing all facets of operational risk by providing risk services to our business partners. This associate will assist the Capital Markets Risk Advisors in their day-to-day activities to help manage operational risk for the Capital Markets line of business within Commercial Banking.
As a Principal Associate on the Capital Markets Risk Advisor Team, your role will require excellent communication and interpersonal skills; the ability to work autonomously, identify areas of opportunity, and manage to changing priorities; and a desire to help the Commercial Bank businesses prosper while also adequately managing operational risk.
Strong problem solving, integrative thinking, prioritization and communication skills are essential for role success. Additionally, building win-win partnerships with multiple business stakeholders as well as across Commercial Risk work streams and teammates, while adapting to and managing change in a fast-paced, dynamic environment, are key for this role.
Job Responsibilities:
As a first line of defense liaison, work with Commercial Risk team leads to coordinate business interactions that add value and optimize efficiency for business leaders
Manage tasks and activities related to proactive risk management initiatives to reduce the residual risk within the business
Support Risk Advisors with ad-hoc deliverables and investigations
Deliver materials requested in audits and exams with various stakeholders across the lines of defense
Provide excellent service to both business partners and Commercial teammates
Execute processes and deliverables that support internal governance processes
Manage, implement and deliver on a subset of the program deliverables including drafting communications, writing and editing policies, procedures, business continuity plans, audit remediation responses, etc.
Act as issue manager on all events and issues related to the business, including coordination of remediation activities
Create, edit and manage multiple facets of business unit risk reporting
Basic Qualifications:
Bachelor's degree or military experience
At least 2 years of experience in Capital Markets or Risk experience
Preferred Qualifications:
At least 5 years of proficient experience creating and maintaining information in PowerPoint, Excel, and Word
At least 3 years of experience in Risk Management, Compliance, Audit or Operations covering a Capital Markets business
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).