Principal Associate, Centralized Controls Monitoring Tester - ES Risk at Capital One
As a Technology Risk Office Principal Associate in Capital One’s Enterprise Services (ES) Tech Risk Office, you will apply your risk management skills to the company’s Technology organization. You will partner across Enterprise Services, Divisional CIO, and Information Security teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates. You will collaborate with both 1st and 2nd line teams to monitor and test processes and control environments, report results, and evaluate compliance with regulations for the Technology organization. Your contributions will drive insight into risk and control performance, and organizational change through risk identification, measurement, analysis and reporting to enable better management of technology risks in an open and collaborative environment.
The Technology Risk Office – Centralized 1st Line Monitoring Team, within Enterprise Services is seeking an experienced, highly-motivated Controls Assessment and Testing specialist, with strong interest in process maturity. The ideal candidate will have good organizational and communication skills. A proven background in evaluation of requirements compared to existing process coverage and the ability to identify gaps and solutions for gap closure.
This role involves understanding of requirements, controls, and corrective actions review and evaluation. The ability to clearly communicate results is imperative in this role. In addition, the ideal candidate will be able to identify key controls, design test plans for technology controls, and compose clear and concise grounding for findings. This will be a challenging role in a dynamic and fast-paced environment requiring ability to multi-task and prioritize assignments appropriately.
Perform assessment analysis of requirements to existing processes
Ability to understand and follow documented planning, testing, and reporting procedures
Demonstrate ability to understand complex processes and how they align to policy/regulatory requirements.
Establish and maintain good client relations during testing engagements
Ability to execute tactical tasks assigned by manager to deliver on the Technology Risk Strategy
Bachelor's Degree or military experience
At least 4 years of experience in project or process management
At least 4 years of experience in IT Audit
At least 2 years of experience in testing technical controls in financial institutions
Experience in requirements evaluation
Experience in risk mitigation or corrective actions
Experience auditing internal controls
Strong communication and presentation skills
Security certifications such as CISA, CRISC, or CISSP
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).