Global Financial Crimes: Head of Reporting (Baltimore, MD)

| Baltimore, MD
Apply Now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.
Company Profile

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Department Profile

Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm's enterprise-wide financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Economic Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government and Political Activities Compliance programs. GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity. GFC has dedicated coverage managers and teams of analysts who advise and counsel each business unit regarding its AML, economic sanctions and anti-corruption obligations and its particular clients and transactions.

Reporting Lines

The GFC Head of Reporting reports to the GFC COO and has several direct reports.

Primary Responsibilities

The GFC Head of Reporting will be responsible for managing (1) GFC Metrics Reporting and (2) GFC Management Committee projects including:

Metrics Reporting

- Managing the GFC metrics and reporting process across businesses and regions to ensure comprehensive and consistent reporting to senior management, and in support of the GFC Governance and Escalation Framework

- Enhancing KPIs/KRIs currently used across businesses/region

- Leveraging metrics to enhance planning activities, including capacity planning

- Enhancing documentation that supports the GFC Reporting Program

- Developing Tableau dashboards for use by regional coverage manager

- Reviewing reports and presenting to senior management identified trends and key risk area

GFC Management Committee Support:

- Preparing agendas and materials for the GFC Management Committee, including the Annual Planning Session

- Tracking progress on Annual Plan Key Initiatives and preparing presentations on updates for the GFC Governance Committee and Board Audit Committee

- Tracking progress on GFC Key Deliverables and preparing updates for the GFC Management Committee

- Coordinating meetings with global stakeholders to review GFC Management Committee projects, report on status, and escalate potential risk

- Improving the GFC program by identifying process efficiency gains and presenting solutions to GFC Management

- Assisting GFC Management Committee with other Governance-related projects as needed


Skills required (essential)

Candidates must:

- Have a 4 year college degree with outstanding academic credential

- 10 years professional experience in a Legal or Compliance role

- Experience with metrics and reporting management

- Excellent Excel and PowerPoint presentation skills and attention to detail

- Strong written and verbal communication skills geared towards a senior management audience

- Excellent time management skills and ability to execute tasks within tight deadline

- Outstanding interpersonal skills and team-player attitude, necessary to work effectively with colleagues across regions and business unit

- Ability to attend after hours conference calls and meetings with colleagues in Asia, on occasion

- Be certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within 15 months of hire

Skills desired

- Literacy in data visualization and analytics using Tableau

- Understanding of financial services industry

- Experience in Anti-Money Laundering (AML), Economic Sanctions, Anti-Corruption, Anti-Tax Evasion, and/or Government and Political Activities Compliance

- Juris Doctor degree
More Information on Morgan Stanley
Morgan Stanley operates in the Financial Services industry. The company is located in Rochester, NY, New York, NY, Purchase, NY, Conshohocken, PA, Baltimore, MD, Richmond, VA, Westlake, OH, Beavercreek, OH, Tampa, FL, Kansas City, MO, Omaha, NE, New York, NY, San Francisco, CA and San Francisco, CA. Morgan Stanley was founded in 2022. It has 87899 total employees. It offers perks and benefits such as Flexible Spending Account (FSA), Disability Insurance, Dental Benefits, Vision Benefits, Health Insurance Benefits and Life Insurance. To see all 258 open jobs at Morgan Stanley, click here.
Read Full Job Description
Apply Now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

Similar Jobs

Apply Now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.
Save jobView Morgan Stanley's full profileFind similar jobs