CASS Oversight Administrator - 12 Month Fixed Term Contract
This is a great job for someone who has experience and knowledge of the CASS, COLL and COBS sourcebooks
A bit about the job:
In this role, you will be responsible for the execution of the daily oversight and monitoring plan for CASS compliance, with a particular focus on overseeing third-party administrator activities. You will conduct regular reviews of systems and controls to ensure they meet regulatory requirements. Additionally, you will ensure that any breaches are thoroughly investigated for CASS implications, correctly reported, and remediated. Your duties will also include the preparation and maintenance of management information and key risk indicators, as well as the completion of CASS reporting requirements such as the Client Money & Asset Return (CMAR) and the CASS Resolution Pack. You will perform due diligence assessments of outsourced providers and collaborate with auditors and the Compliance team to facilitate the completion of audits and internal compliance monitoring programs. This position reports directly to the Senior CASS Oversight Manager.
Skills and experience we’re looking for:
Investment Operations Certificate (IOC)
Experience of retail Asset Management or other financial services operations
Experience of account reconciliations.
Communication skills and effective stakeholder management.
Broad understanding of an investment management and retail business with some knowledge of operational functions
What you’ll get for this role:
Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in
Eligibility for annual performance bonus
Family friendly parental and carer’s leave
Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days
Up to 40% discount for Aviva products
Brilliant flexible benefits including electric cars
Aviva Matching Share Plan and Save As You Earn scheme
21 volunteering hours per year
Aviva is for everyone:
We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares.
We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working –spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.
To find out more about working at Aviva take a look here
We interview every disabled applicant who meets the minimum criteria for the job. Once you’ve applied, please send us an email stating that you have a disclosed disability, and we’ll interview you.
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What We Do
Welcome to Aviva Investors. The global asset manager that chooses integration.
The future is full of questions. Only by working closely with our clients can we find the answers. That’s why we integrate our whole business around our clients – their goals, their values and the experience they have when they work with us.
That’s why we start by listening closely and understanding their investment aspirations and concerns – from low prospective investment returns, to highly correlated asset prices; from the prospect of rising global interest rates, to the challenges and opportunities of market volatility. Through our vast collective industry experience, we’ve been through every market cycle, making us better prepared for the next one.
Inspired by our deep client insight, we build solutions that aim to defy uncertainty, answering the questions that keep our clients awake at night. From large institutional investors to individuals saving for retirement, we work together to deliver meaningful outcomes, now and over the long run.
That’s why we work hard to join the dots across asset classes to find the best investment ideas; why we break down barriers so our teams can connect seamlessly; and why we manage risk with discipline and rigour. By working in partnership, we bring components together in new ways to ensure our clients get the very best of our collective expertise with every investment.
Please remember the value of an investment and any income from it can go down as well as up. Investors may not get back the original amount invested.
