Halo Investing
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The Frontend Engineer designs, architects and engineers the UI of our FinTech Platform. The Frontend Engineer has experience working on the full lifecycle of a SaaS development project and works well in a collaborative team environment.
Seeking a Senior Compliance Officer with 5-7 years of relevant compliance experience in the financial services or trading industry. Responsibilities include surveillance of registered representatives, monitoring regulatory updates, assessing trade surveillance programs, and advising on compliance matters. Required expertise in institutional firms, trade desk, and annuity compliance.
The Regional Vice President is responsible for business development and relationship management of clients in a specific territory. They lead all sales-related activities and organize efforts of client services team members to address advisor needs. The role requires strong knowledge of alternative investments and capital markets.